LIVE FROM THE DATABASETRANSACTIONS 362,430COMPANIES 5,763LATEST TRADE Oct 16UPDATED Oct 17, 12:31 AM
Trading dayTuesday

November 18, 2025

591 transactions from 284 filings, by 282 insiders across 182 companies. This is the date the trade happened, not the date it was filed — a filing may report a trade from days earlier.

Transactions
59158 P · 161 S
Bought · P
$64.6Mopen market
Sold · S
$468.8Mopen market
Net
−$404.2Mnet selling

Every open-market trade

All purchases and sales reported for this day, largest first.

CompanyTickerInsiderDateCodeSharesPriceValue
LandBridge Co LLCLBLandBridge Holdings LLCDirJOINTNov 18S2,500,000$70.00$175.0M
LandBridge Co LLCLBDavid N. CapobiancoDirNov 18S2,500,000$70.00$175.0M
TCW Private Asset Income Fund0002036272Apollo Principal Holdings B GP, LLC10%JOINTNov 18P4,995,005$10.01$50.0M
Hinge Health, Inc.HNGEBessemer Venture Partners X L.P.10%JOINTNov 18S725,000$40.05$29.0M
CISCO SYSTEMS, INC.CSCOCharles RobbinsCEONov 18SPLAN82,742$77.17$6.4M
Klaviyo, Inc.KVYOAndrew BialeckiCEONov 18SPLAN147,329$27.16$4.0M
CISCO SYSTEMS, INC.CSCOMark PattersonCFONov 18SPLAN48,632$77.16$3.8M
Samsara Inc.IOTSanjit BiswasChiefNov 18SPLAN90,336$36.50$3.3M
Samsara Inc.IOTJohn BicketOfficerNov 18SPLAN87,705$36.49$3.2M
COHEN & STEERS, INC.CNSMartin CohenDirNov 18P50,000$59.69$3.0M
Cloudflare, Inc.NETMatthew PrinceCEONov 18SPLAN13,571$199.24$2.7M
ATI INCATIRobert S. WetherbeeChairNov 18SPLAN26,998$98.80$2.7M
CISCO SYSTEMS, INC.CSCOCharles RobbinsCEONov 18SPLAN33,992$77.63$2.6M
ATI INCATIRobert S. WetherbeeChairNov 18SPLAN24,711$98.21$2.4M
Meta Platforms, Inc.METAAndrew BosworthCTONov 18SPLAN4,066$592.69$2.4M
Cloudflare, Inc.NETMatthew PrinceCEONov 18SPLAN10,972$198.31$2.2M
BridgeBio Pharma, Inc.BBIOAndrew LoDirNov 18S30,993$66.05$2.0M
Meta Platforms, Inc.METAAndrew BosworthCTONov 18SPLAN3,188$591.89$1.9M
Cencora, Inc.CORRobert P. MauchCEONov 18SPLAN5,096$366.64$1.9M
Cloudflare, Inc.NETMatthew PrinceCEONov 18SPLAN9,195$197.34$1.8M
AFLAC INCAFLAudrey B. TillmanPresNov 18S15,862$112.00$1.8M
Cloudflare, Inc.NETMatthew PrinceCEONov 18SPLAN8,126$196.36$1.6M
Annexon, Inc.ANNXMuneer A. SatterDirNov 18P500,000$3.18$1.6M
CISCO SYSTEMS, INC.CSCOMark PattersonCFONov 18SPLAN20,284$77.63$1.6M
BridgeBio Pharma, Inc.BBIOAndrew LoDirNov 18S24,007$65.23$1.6M
Arthur J. Gallagher & Co.AJGRichard C. CaryCAONov 18S6,000$261.00$1.6M
Jazz Pharmaceuticals plcJAZZBruce C. CozaddDirNov 18S8,382$180.88$1.5M
QUEST DIAGNOSTICS INCDGXMark E. DelaneyChiefNov 18SPLAN7,946$187.35$1.5M
DiaMedica Therapeutics Inc.DMACJan Stahlberg10%JOINTNov 18P182,882$6.75$1.2M
Tyra Biosciences, Inc.TYRADaniel BensenCOONov 18SPLAN75,633$16.07$1.2M
Cloudflare, Inc.NETMatthew PrinceCEONov 18SPLAN5,750$195.24$1.1M
Liquidia CorpLQDAJason AdairChiefNov 18SPLAN35,656$30.03$1.1M
Meta Platforms, Inc.METAAndrew BosworthCTONov 18SPLAN1,750$595.03$1.0M
ATI INCATITimothy J. HarrisVPNov 18SPLAN10,542$97.77$1.0M
Jazz Pharmaceuticals plcJAZZBruce C. CozaddDirNov 18S5,517$181.81$1.0M
Samsara Inc.IOTSanjit BiswasChiefNov 18SPLAN27,000$36.54$987K
Samsara Inc.IOTJohn BicketOfficerNov 18SPLAN26,750$36.54$977K
Jazz Pharmaceuticals plcJAZZPatricia CarrCAONov 18S5,250$182.07$956K
Revolution Medicines, Inc.RVMDJeff CisliniGCNov 18SPLAN13,388$70.14$939K
BROADRIDGE FINANCIAL SOLUTIONS, INC.BRChristopher John PerryPresNov 18S3,984$226.00$900K
Blend Labs, Inc.BLNDHaveli Investments, L.P.DirJOINTNov 18P293,459$3.05$894K
COMMVAULT SYSTEMS INCCVLTSanjay MirchandaniCEONov 18SPLAN6,820$123.58$843K
ATI INCATIRobert S. WetherbeeChairNov 18SPLAN8,291$97.20$806K
DANAHER CORP /DE/DHRTeri ListDirNov 18S3,298$226.50$747K
ALUMIS INC.ALMSForesite Labs, LLC10%JOINTNov 18P117,374$6.19$727K
ALUMIS INC.ALMSForesite Capital Management VI LLC10%JOINTNov 18P117,374$6.19$727K
ALUMIS INC.ALMSJames B. TananbaumDirNov 18P117,374$6.19$727K
COMMVAULT SYSTEMS INCCVLTSanjay MirchandaniCEONov 18SPLAN5,794$123.37$715K
Braze, Inc.BRZEWilliam MagnusonCEONov 18SPLAN26,698$26.64$711K
ROKU, INCROKUCharles CollierPresNov 18SPLAN7,181$94.96$682K
VERISIGN INC/CAVRSND. James BidzosCEONov 18SPLAN2,705$250.09$676K
ALUMIS INC.ALMSSrinivas AkkarajuDirNov 18P102,652$6.05$621K
Jazz Pharmaceuticals plcJAZZBruce C. CozaddDirNov 18S3,384$180.09$609K
Meta Platforms, Inc.METAAndrew BosworthCTONov 18SPLAN964$596.06$575K
Meta Platforms, Inc.METAAndrew BosworthCTONov 18SPLAN929$593.76$552K
Cloudflare, Inc.NETMatthew PrinceCEONov 18SPLAN2,649$194.35$515K
Accelerant HoldingsARXFrancis James ONeillChiefNov 18P38,000$13.34$507K
CNH Industrial N.V.CNHSuzanne HeywoodDirNov 18P52,522$9.52$500K
Personalis, Inc.PSNLTempus AI, Inc.10%Nov 18P64,750$7.67$497K
Blue Owl Capital CorpOBDCCraig PackerCEONov 18P41,600$11.75$489K
Blue Owl Capital CorpOBDCCraig PackerCEONov 18P41,600$11.75$489K
ADVANCED ENERGY INDUSTRIES INCAEISBernard Raymond Colpitts Jr.CAONov 18SPLAN2,407$196.82$474K
Atlas Energy Solutions Inc.AESIChris Scholla10%Nov 18S52,150$8.82$460K
A-Mark Precious Metals, Inc.AMRKGregory N. RobertsCEONov 18S18,000$25.28$455K
Meta Platforms, Inc.METAAaron AndersonCAONov 18SPLAN726$591.60$430K
ENSIGN GROUP, INCENSGSpencer BurtonCOONov 18SPLAN2,209$180.00$398K
Braze, Inc.BRZEAstha MalikChiefNov 18SPLAN14,322$26.64$382K
Fastly, Inc.FSLYArtur BergmanCTONov 18SPLAN34,829$10.68$372K
Atlassian CorpTEAMMichael Cannon-BrookesCEONov 18SPLAN2,332$148.07$345K
Atlassian CorpTEAMScott FarquharDirNov 18SPLAN2,332$148.07$345K
ROKU, INCROKUCharles CollierPresNov 18SPLAN3,590$95.09$341K
ROKU, INCROKUCharles CollierPresNov 18SPLAN3,590$94.94$341K
Cloudflare, Inc.NETMatthew PrinceCEONov 18SPLAN1,698$199.98$340K
STANDARD BIOTOOLS INC.LABCasdin Partners Master Fund, L.P.DirJOINTNov 18P275,000$1.23$339K
REPLIGEN CORPRGENJames BylundCOONov 18S2,191$151.21$331K
Braze, Inc.BRZEIsabelle WinklesCFONov 18SPLAN12,422$26.64$331K
COMMVAULT SYSTEMS INCCVLTGary MerrillChiefNov 18SPLAN2,674$123.58$330K
Atlassian CorpTEAMMichael Cannon-BrookesCEONov 18SPLAN2,199$146.97$323K
Atlassian CorpTEAMScott FarquharDirNov 18SPLAN2,199$146.97$323K
VERISIGN INC/CAVRSND. James BidzosCEONov 18SPLAN1,285$249.30$320K
Atlassian CorpTEAMScott FarquharDirNov 18SPLAN2,030$148.86$302K
Atlassian CorpTEAMMichael Cannon-BrookesCEONov 18SPLAN2,029$148.86$302K
Blue Owl Capital CorpOBDCLogan NicholsonPresNov 18P25,000$11.75$294K
Meta Platforms, Inc.METAAndrew BosworthCTONov 18SPLAN483$596.95$288K
Fastly, Inc.FSLYArtur BergmanCTONov 18SPLAN27,999$10.23$286K
indie Semiconductor, Inc.INDIIchiro AokiPresNov 18S75,000$3.50$262K
Braze, Inc.BRZEJonathan HymanCTONov 18SPLAN9,789$26.64$261K
VERISIGN INC/CAVRSND. James BidzosCEONov 18SPLAN1,010$250.89$253K
ACADIA PHARMACEUTICALS INCACADMark C. SchneyerCFONov 18S10,262$23.69$243K
COMMVAULT SYSTEMS INCCVLTSanjay MirchandaniCEONov 18SPLAN1,939$124.64$242K
PHIBRO ANIMAL HEALTH CORPPAHCJack BendheimCEOJOINTNov 18SPLAN5,260$43.82$230K
Ventas, Inc.VTRPeter J. BulgarelliCEONov 18SPLAN2,771$80.01$222K
UPWORK, INCUPWKHayden BrownCEONov 18S12,732$17.24$220K
Samsara Inc.IOTSanjit BiswasChiefNov 18SPLAN6,000$36.34$218K
Samsara Inc.IOTJohn BicketOfficerNov 18SPLAN6,000$36.34$218K
Carbon Revolution Public Ltd CoCREVNiraj Kumar Vovra10%Nov 18S111,654$1.95$218KFX
UPWORK, INCUPWKHayden BrownCEONov 18S12,114$16.14$196K
Atlanta Braves Holdings, Inc.BATRAJohn C. Malone10%Nov 18P4,631$41.99$194K
AIR LEASE CORPALSteven F. Udvar-HazyDirNov 18S3,000$63.76$191K
ARTIVION, INC.AORTElizabeth A. HoffDirNov 18S4,200$45.10$189K
Fastly, Inc.FSLYCharles Lacey Compton IIICEONov 18S18,455$10.23$189K
Meta Platforms, Inc.METAAndrew BosworthCTONov 18SPLAN310$590.64$183K
DROPBOX, INC.DBXAshraf AlkarmiOfficerNov 18SPLAN6,300$28.98$183K
Cloudflare, Inc.NETJanel RileyCAONov 18SPLAN904$196.67$178K
GALECTIN THERAPEUTICS INCGALTJack W. CallicuttCFONov 18SPLAN28,100$6.22$175K
Alarm.com Holdings, Inc.ALRMStephen TrundleCEONov 18P3,531$48.57$172K
FENNEC PHARMACEUTICALS INC.FENCSouthpoint Capital Advisors LP10%JOINTNov 18S19,341$8.79$170K
Cloudflare, Inc.NETJanel RileyCAONov 18SPLAN830$197.67$164K
ZEBRA TECHNOLOGIES CORPZBRASatish DhanasekaranDirNov 18P701$232.90$163K
Atlassian CorpTEAMMichael Cannon-BrookesCEONov 18SPLAN1,105$146.00$161K
Atlassian CorpTEAMScott FarquharDirNov 18SPLAN1,104$146.00$161K
Airship AI Holdings, Inc.AISPLouis LebedinDirNov 18P50,000$3.18$159K
Cloudflare, Inc.NETJanel RileyCAONov 18SPLAN791$198.83$157K
SkyWater Technology, IncSKYTLoren A. UnterseherDirJOINTNov 18S9,662$16.26$157K
HERBALIFE LTD.HLFLynda CloudDirNov 18P17,000$8.97$152K
AVANOS MEDICAL, INC.AVNSKerr HolbrookChiefNov 18S13,834$11.00$152K
CYTOKINETICS INCCYTKFady Ibraham MalikEVPNov 18SPLAN2,200$66.45$146K
Braze, Inc.BRZESusan WisemanGCNov 18SPLAN5,474$26.64$146K
DONEGAL GROUP INCDGICAMutual Insurance Co Donegal10%Nov 18P7,104$19.84$141K
Anterix Inc.ATEXGena L. AsheGCNov 18S6,564$21.07$138K
BigBear.ai Holdings, Inc.BBAIDorothy D. HayesDirNov 18S22,000$6.09$134K
Jazz Pharmaceuticals plcJAZZBruce C. CozaddDirNov 18S717$182.60$131K
AGILENT TECHNOLOGIES, INC.APadraig McDonnellCEONov 18SPLAN911$143.24$130K
DROPBOX, INC.DBXWilliam T. YoonGCNov 18SPLAN4,500$28.99$130K
BIOXYTRAN, INCBIXTAlan M. HobermanDirNov 18P210,000$0.60$126K
DROPBOX, INC.DBXAli DasdanCTONov 18SPLAN3,966$29.04$115K
GALECTIN THERAPEUTICS INCGALTJack W. CallicuttCFONov 18SPLAN18,210$6.22$113K
DROPBOX, INC.DBXAshraf AlkarmiOfficerNov 18SPLAN3,798$29.52$112K
ASA Gold & Precious Metals LtdASASaba Capital Management, L.P.10%Nov 18P2,268$47.20$107K
Duolingo, Inc.DUOLStephen C. ChenGCNov 18SPLAN594$175.15$104K
COMMVAULT SYSTEMS INCCVLTJennifer Leigh DiRicoCFONov 18S830$123.58$103K
Samsara Inc.IOTJohn BicketOfficerNov 18SPLAN2,736$36.99$101K
Arcus Biosciences, Inc.RCUSJuan C. JaenPresNov 18SPLAN5,050$19.75$100K
Braze, Inc.BRZEPankaj MalikCAONov 18SPLAN3,644$26.64$97K
ACADIA PHARMACEUTICALS INCACADJames KiharaOfficerNov 18S4,084$23.69$97K
BEL FUSE INC /NJBELFBDaniel BernsteinDirNov 18S677$141.96$96K
CASTLE BIOSCIENCES INCCSTLDerek J. MaetzoldChiefNov 18SPLAN2,678$34.02$91K
Cloudflare, Inc.NETJanel RileyCAONov 18SPLAN454$195.58$89K
CSW INDUSTRIALS, INC.CSWFang WangCAONov 18S359$240.54$86K
Duolingo, Inc.DUOLStephen C. ChenGCNov 18SPLAN480$177.19$85K
Tempus AI, Inc.TEMRyan M. BartolucciCAONov 18S1,261$65.26$82K
VIASAT INCVSATRobert James BlairGCNov 18S2,269$35.61$81K
BEL FUSE INC /NJBELFBKenneth Koon Keung LaiVPNov 18S564$141.96$80K
DROPBOX, INC.DBXWilliam T. YoonGCNov 18SPLAN2,642$29.53$78K
ServiceNow, Inc.NOWJacqueline P. CanneyChiefNov 18SPLAN94$827.08$78K
WM TECHNOLOGY, INC.MAPSBrian CamireGCNov 18S90,979$0.84$77KFX
ZEBRA TECHNOLOGIES CORPZBRASatish DhanasekaranDirNov 18P299$233.63$70K
Idaho Strategic Resources, Inc.IDRRichard Scott BeavenDirNov 18S2,000$34.64$69K
ROKU, INCROKUMatthew C. BanksVPNov 18SPLAN719$95.09$68K
EchoStar CORPSATSGeorge R. BrokawDirNov 18P1,000$68.07$68K
Cloudflare, Inc.NETMatthew PrinceCEONov 18SPLAN351$193.65$68K
VisionWave Holdings, Inc.VWAVStanley Hills LLC10%Nov 18S6,000$11.27$68K
Palomar Holdings, Inc.PLMRJon ChristiansonPresNov 18S522$128.84$67K
UTG INCUTGNJohn CortinesDirNov 18S1,181$55.00$65K
RingCentral, Inc.RNGVaibhav AgarwalCFONov 18SPLAN2,356$26.61$63K
MAGNITE, INC.MGNISean Patrick BuckleyPresNov 18SPLAN4,426$13.36$59K
BTCS Inc.BTCSCharles W. AllenCEONov 18P19,499$2.90$57K
Duolingo, Inc.DUOLStephen C. ChenGCNov 18SPLAN320$175.94$56K
Nuvalent, Inc.NUVLAlexandra BalcomCFONov 18SPLAN509$104.54$53K
DROPBOX, INC.DBXAli DasdanCTONov 18SPLAN1,700$29.55$50K
Hyperscale Data, Inc.GPUSMilton C. Ault IIIChairJOINTNov 18P205,656$0.24$49K
Advanced Flower Capital Inc.AFCGDaniel NevilleCEONov 18P17,000$2.81$48K
KalVista Pharmaceuticals, Inc.KALVPaul K. AudhyaCMONov 18S3,075$14.48$45K
Cloudflare, Inc.NETJanel RileyCAONov 18SPLAN209$188.89$39K
Arrive AI Inc.ARAIDaniel Steven O'TooleCEONov 18P11,142$3.50$39K
Cloudflare, Inc.NETJanel RileyCAONov 18SPLAN200$190.13$38K
Tempus AI, Inc.TEMRyan M. BartolucciCAONov 18S573$66.15$38K
GENERAL AMERICAN INVESTORS CO INCGAMSpencer DavidsonOtherNov 18P1,462$24.98$37K
Nomadar Corp.NOMACity Cadiz S.L. Sport10%Nov 18P3,750$9.23$35K
GREENE COUNTY BANCORP INCGCBCJohn AntalekEVPNov 18P1,500$22.00$33K
CB Financial Services, Inc.CBFVBruce A. SharpChiefNov 18P1,000$32.80$33K
Avidia Bancorp, Inc.AVBCBarry H. JensenChiefNov 18P2,092$14.93$31K
Trinity Capital Inc.TRINSteve Louis BrownChairNov 18P2,137$14.52$31K
CLOUDASTRUCTURE, INC.CSAISheldon Richard Bentley10%Nov 18SPLAN25,000$1.15$29K
Angel Oak Mortgage REIT, Inc.AOMRW. D. MinamiDirNov 18P3,441$8.32$29K
BlackRock 2037 Municipal Target Term TrustBMNBANK OF AMERICA CORP /DE/10%JOINTNov 18S1,164$24.56$29K
Eaton Vance Tax-Advantaged Dividend Income FundEVTDerek DiGregorioOtherNov 18S1,056$23.64$25K
AUDIOEYE INCAEYEJames B. HawkinsDirNov 18P2,000$11.40$23K
Nuvalent, Inc.NUVLAlexandra BalcomCFONov 18SPLAN220$103.61$23K
CIVISTA BANCSHARES, INC.CIVBNathan E. WeaksOtherNov 18P1,000$21.49$21K
Duolingo, Inc.DUOLStephen C. ChenGCNov 18SPLAN120$173.97$21K
CervoMed Inc.CRVOWilliam Robert ElderCFONov 18P2,500$8.32$21K
Cloudflare, Inc.NETJanel RileyCAONov 18SPLAN100$199.94$20K
EASTERN COEMLFrederick D. DiSantoDirNov 18P1,000$19.12$19K
UPWORK, INCUPWKDave BottomsOfficerNov 18SPLAN1,047$17.24$18K
BEL FUSE INC /NJBELFBJoseph BerryVPNov 18S119$141.96$17K
Nomadar Corp.NOMACity Cadiz S.L. Sport10%Nov 18P2,000$8.31$17K
UPWORK, INCUPWKDave BottomsOfficerNov 18SPLAN955$16.14$15K
TENAX THERAPEUTICS, INC.TENXJune Sherie AlmenoffDirNov 18P1,900$7.52$14K
Cloudflare, Inc.NETMatthew PrinceCEONov 18SPLAN72$191.34$14K
COMMVAULT SYSTEMS INCCVLTSanjay MirchandaniCEONov 18SPLAN100$125.81$13K
Jazz Pharmaceuticals plcJAZZPatricia CarrCAONov 18S69$181.66$13K
INTERNATIONAL FLAVORS & FRAGRANCES INCIFFPaul J. FribourgDirNov 18S187$65.42$12K
CHAIN BRIDGE BANCORP INCCBNALeigh-Alexandra BashaDirNov 18P400$30.48$12K
CervoMed Inc.CRVOMatthew WintonChiefNov 18P1,500$7.95$12K
Nomadar Corp.NOMACity Cadiz S.L. Sport10%Nov 18P1,500$7.71$12K
COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSHAlina KerdmanCAONov 18SPLAN160$70.94$11K
BANK OF THE JAMES FINANCIAL GROUP INCBOTJPhillip C. JamersonDirNov 18P589$16.75$10K
Samsara Inc.IOTJohn BicketOfficerNov 18SPLAN250$37.08$9K
EverQuote, Inc.EVERJon AyotteCAONov 18S376$24.54$9K
AVANOS MEDICAL, INC.AVNSKerr HolbrookChiefNov 18S761$11.01$8K
Avidia Bancorp, Inc.AVBCMichael R. GirardDirNov 18P525$14.97$8K
Phio Pharmaceuticals Corp.PHIORobert J. BittermanCEONov 18P5,000$1.27$6K
SOCKET MOBILE, INC.SCKTCharlie BassDirNov 18P5,000$1.24$6K
Avidia Bancorp, Inc.AVBCBarry H. JensenChiefNov 18P408$14.92$6K
Lexeo Therapeutics, Inc.LXEOEric AdlerCMONov 18S615$9.27$6K
AUBURN NATIONAL BANCORPORATION, INCAUBNDavid E. HouselDirNov 18P200$25.39$5K
ROCKWELL MEDICAL, INC.RMTIJohn G. CooperDirNov 18S5,079$0.87$4K
AVANOS MEDICAL, INC.AVNSKerr HolbrookChiefNov 18S305$11.02$3K
MYOMO, INC.MYOThomas Aloysius Crowley Jr.DirNov 18P4,000$0.73$3K
Vestand Inc.VSTDJames Chae10%Nov 18S4,960$0.53$3K
IRIDEX CORPIRIXRomeo R. DizonCFONov 18P2,133$0.94$2K
D-Wave Quantum Inc.QBTSSteven M. WestDirNov 18P82$21.89$2K
AVANOS MEDICAL, INC.AVNSKerr HolbrookChiefNov 18S100$11.01$1K
Hyperscale Data, Inc.GPUSMilton C. Ault IIIChairJOINTNov 18P3,800$0.24$898
PHIBRO ANIMAL HEALTH CORPPAHCJack BendheimCEOJOINTNov 18SPLAN20$44.28$886
1847 Holdings LLCLBRAEllery RobertsCEONov 18P100,000$0.01$850
Newton Golf Company, Inc.NWTGJeff ClayborneCFONov 18P548$1.05$575
Protalix BioTherapeutics, Inc.PLXAmos Bar-ShalevDirNov 18S168$1.87$314
showing 219 of 219 open-market tradesNovember 18, 2025

The rest of the day

The other 372 transactions are administrative: awards, option exercises, shares withheld for tax. They are not trades on the open market and have no purchase price, which is why they carry no amount and are left out of the totals above.

CodeWhat it meansCount
MOption exercise — acquisition through exercise of a derivative132
AAward — grant under a compensation or incentive plan93
FTax withholding — shares withheld by the issuer for the exercise price or taxes77
JOther acquisition or disposition — see the filing footnotes19
DDisposition of securities back to the issuer17
GGift of securities, given or received17
CConversion of a derivative security (e.g. a convertible note)12
LSmall acquisition under Rule 16a-64
IDiscretionary transaction as defined in Rule 16b-3(f)1