| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | Nov 18 | S | 2,545 | $2.98 | $8K | 299,064 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | Sep 8 | AAward | 80,000 | $0.00 | — | 301,609 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | Aug 19 | S | 805 | $3.00 | $2K | 221,609 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | Aug 18 | S | 1,680 | $3.07 | $5K | 222,414 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | Aug 14 | S | 11,161 | $3.02 | $34K | 224,094 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | May 20 | S | 801 | $6.45 | $5K | 235,255 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | May 16 | S | 1,582 | $6.53 | $10K | 236,056 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | Feb 25 | S | 6,532 | $10.58 | $69K | 237,638 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | Nov 21 | S | 3,097 | $13.05 | $40K | 163,852 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | Aug 16 | S | 2,710 | $18.50 | $50K | 166,949 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | May 17 | S | 2,754 | $23.35 | $64K | 169,659 |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficerDERIV | Feb 11 | AAward | 119,682 | $0.00 | —? | 119,682derivatives |
| ROCKET PHARMACEUTICALS, INC. | RCKT | Jonathan David SchwartzOfficer | Feb 11 | AAward | 80,318 | $0.00 | — | 252,731 |