| Enact Holdings, Inc. | ACT | Genworth Holdings, Inc.10% | Dec 31 | S | 908,673 | $39.47 | $35.9M |
| John Hancock GA Mortgage Trust | 0001742952 | Manufacturers Life Reinsurance Ltd10% | Dec 31 | P | 1,559,210 | $18.60 | $29.0M |
| BERKLEY W R CORP | WRB | MITSUI SUMITOMO INSURANCE CO LTD10%JOINT | Dec 31 | PPLAN | 230,000 | $70.27 | $16.2M |
| John Hancock GA Mortgage Trust | 0001742952 | Manulife (Singapore) Pte. Ltd.10% | Dec 31 | P | 860,254 | $18.60 | $16.0M |
| Broadcom Inc. | AVGO | Kirsten M. SpearsCFO | Dec 31 | S | 29,977 | $347.82 | $10.4M |
| John Hancock GA Mortgage Trust | 0001742952 | Manulife (International) Ltd10% | Dec 31 | P | 537,659 | $18.60 | $10.0M |
| BlackRock Alpha Strategies Fund | 0001833936 | BLACKROCK FINANCIAL MANAGEMENT INC/DEOther | Dec 31 | S | 872,774 | $10.64 | $9.3M |
| LESAKA TECHNOLOGIES INC | LSAK | Ali MazanderaniChair | Dec 31 | P | 1,800,000 | $5.00 | $9.0M |
| John Hancock GA Senior Loan Trust | 0001742951 | Manufacturers Life Reinsurance Ltd10% | Dec 31 | P | 502,702 | $15.91 | $8.0M |
| Zentalis Pharmaceuticals, Inc. | ZNTL | WALTERS GROUP10%JOINT | Dec 31 | P | 6,459,973 | $1.20 | $7.8M |
| John Hancock GA Senior Loan Trust | 0001742951 | Life Insurance Co (Bermuda Branch) Manufacturers10% | Dec 31 | P | 439,864 | $15.91 | $7.0M |
| BlackRock Alpha Strategies Fund | 0001833936 | BLACKROCK FINANCIAL MANAGEMENT INC/DEOther | Dec 31 | S | 571,653 | $10.53 | $6.0M |
| CoreWeave, Inc. | CRWV | Michael N. IntratorCEO | Dec 31 | SPLAN | 78,538 | $72.57 | $5.7M |
| Axsome Therapeutics, Inc. | AXSM | Mark E. SaadDir | Dec 31 | SPLAN | 31,346 | $165.18 | $5.2M |
| John Hancock GA Mortgage Trust | 0001742952 | Life Insurance Co (Bermuda Branch) Manufacturers10% | Dec 31 | P | 268,829 | $18.60 | $5.0M |
| CoreWeave, Inc. | CRWV | Brian M. VenturoChief | Dec 31 | S | 65,578 | $72.57 | $4.8M |
| Ondas Holdings Inc. | ONDS | Eric A. BrockCEO | Dec 31 | S | 475,000 | $9.71 | $4.6M |
| CoreWeave, Inc. | CRWV | Brannin McBeeChief | Dec 31 | S | 57,321 | $72.57 | $4.2M |
| C3.ai, Inc. | AI | Stephen Bradley EhikianCEO | Dec 31 | S | 234,918 | $13.56 | $3.2M |
| UWM Holdings Corp | UWMC | Ishbia MatCEOJOINT | Dec 31 | SPLAN | 632,874 | $4.37 | $2.8M |
| Snowflake Inc. | SNOW | Vivek RaghunathanSVP | Dec 31 | S | 11,801 | $220.44 | $2.6M |
| Reddit, Inc. | RDDT | Steve Ladd HuffmanCEO | Dec 31 | SPLAN | 8,710 | $229.94 | $2.0M |
| Netskope Inc | NTSK | Sanjay BeriCEO | Dec 31 | S | 108,553 | $17.67 | $1.9M |
| TWILIO INC | TWLO | Khozema ShipchandlerCEO | Dec 31 | S | 13,266 | $143.37 | $1.9M |
| CoreWeave, Inc. | CRWV | Michael N. IntratorCEO | Dec 31 | SPLAN | 25,260 | $72.02 | $1.8M |
| CATERPILLAR INC | CAT | Andrew R. J. BonfieldCFO | Dec 31 | SPLAN | 3,016 | $575.77 | $1.7M |
| CATERPILLAR INC | CAT | Andrew R. J. BonfieldCFO | Dec 31 | SPLAN | 2,628 | $573.61 | $1.5M |
| Nuburu, Inc. | BURU | Alessandro ZamboniCEO | Dec 31 | P | 4,332,525 | $0.35 | $1.5M |
| Mission Produce, Inc. | AVO | Globalharvest Holdings Venture Ltd10% | Dec 31 | P | 104,899 | $11.59 | $1.2M |
| CoreWeave, Inc. | CRWV | Michael N. IntratorCEO | Dec 31 | SPLAN | 16,396 | $72.02 | $1.2M |
| TWILIO INC | TWLO | Aidan ViggianoCFO | Dec 31 | S | 8,109 | $143.38 | $1.2M |
| First Guaranty Bancshares, Inc. | FGBI | Edgar R. Smith IIIDir | Dec 31 | P | 208,996 | $5.40 | $1.1M |
| Axsome Therapeutics, Inc. | AXSM | Mark E. SaadDir | Dec 31 | SPLAN | 6,231 | $165.18 | $1.0M |
| InterDigital, Inc. | IDCC | Lawrence Liren ChenCEO | Dec 31 | SPLAN | 2,975 | $325.34 | $968K |
| Reddit, Inc. | RDDT | Steve Ladd HuffmanCEO | Dec 31 | SPLAN | 4,109 | $232.07 | $954K |
| BBR ALO Fund, LLC | 0001811114 | Brett H. BarthOther | Dec 31 | S | 64,270 | $14.78 | $950K |
| Sunrise Realty Trust, Inc. | SUNS | Leonard M. TannenbaumChair | Dec 31 | P | 100,000 | $9.40 | $940K |
| CoreWeave, Inc. | CRWV | Michael N. IntratorCEO | Dec 31 | SPLAN | 12,886 | $72.75 | $937K |
| INTUIT INC. | INTU | Scott D. CookDir | Dec 31 | SPLAN | 1,402 | $668.02 | $937K |
| CATERPILLAR INC | CAT | Andrew R. J. BonfieldCFO | Dec 31 | SPLAN | 1,473 | $576.56 | $849K |
| CoreWeave, Inc. | CRWV | Michael N. IntratorCEO | Dec 31 | SPLAN | 11,854 | $70.87 | $840K |
| CATERPILLAR INC | CAT | Andrew R. J. BonfieldCFO | Dec 31 | SPLAN | 1,431 | $574.77 | $822K |
| Gaming & Leisure Properties, Inc. | GLPI | Steven LadanyChief | Dec 31 | SPLAN | 18,000 | $44.77 | $806K |
| Atlassian Corp | TEAM | Scott FarquharDir | Dec 31 | SPLAN | 4,930 | $162.87 | $803K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Dec 31 | SPLAN | 4,929 | $162.87 | $803K |
| UiPath, Inc. | PATH | Daniel DinesCEO | Dec 31 | SPLAN | 45,000 | $16.55 | $745K |
| URBAN OUTFITTERS INC | URBN | Richard A. HayneCEO | Dec 31 | SPLAN | 8,908 | $75.55 | $673K |
| Flywire Corp | FLYW | Voss Capital, LP10%JOINT | Dec 31 | P | 44,991 | $14.23 | $640K |
| CoreWeave, Inc. | CRWV | Michael N. IntratorCEO | Dec 31 | SPLAN | 8,365 | $72.75 | $609K |
| Netskope Inc | NTSK | Matto Andrew H. DelCFO | Dec 31 | S | 33,387 | $17.67 | $590K |
| URBAN OUTFITTERS INC | URBN | Margaret HaynePres | Dec 31 | SPLAN | 7,794 | $75.55 | $589K |
| URBAN OUTFITTERS INC | URBN | Richard A. HayneCEO | Dec 31 | SPLAN | 7,794 | $75.55 | $589K |
| PAR TECHNOLOGY CORP | PAR | Voss Capital, LP10%JOINT | Dec 31 | P | 15,348 | $36.60 | $562K |
| ASA Gold & Precious Metals Ltd | ASA | Saba Capital Management, L.P.10% | Dec 31 | P | 9,112 | $59.99 | $547K |
| CoreWeave, Inc. | CRWV | Michael N. IntratorCEO | Dec 31 | SPLAN | 7,695 | $70.87 | $545K |
| First Guaranty Bancshares, Inc. | FGBI | Bruce McAnallyDir | Dec 31 | P | 92,600 | $5.40 | $500K |
| CATERPILLAR INC | CAT | Andrew R. J. BonfieldCFO | Dec 31 | SPLAN | 812 | $572.71 | $465K |
| Vaxcyte, Inc. | PCVX | Harpreet S. DhaliwalChief | Dec 31 | S | 9,743 | $46.69 | $455K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Dec 31 | SPLAN | 2,736 | $162.33 | $444K |
| Atlassian Corp | TEAM | Scott FarquharDir | Dec 31 | SPLAN | 2,735 | $162.33 | $444K |
| Reddit, Inc. | RDDT | Steve Ladd HuffmanCEO | Dec 31 | SPLAN | 1,844 | $231.04 | $426K |
| Reddit, Inc. | RDDT | Steve Ladd HuffmanCEO | Dec 31 | SPLAN | 1,737 | $232.75 | $404K |
| ON24 INC. | ONTF | Sharat SharanCEO | Dec 31 | SPLAN | 50,332 | $7.97 | $401K |
| Monachil Credit Income Fund | MONIX | Ali MeliCEO | Dec 31 | S | 40,000 | $10.01 | $400K |
| C. H. ROBINSON WORLDWIDE, INC. | CHRW | Michael John ShortPres | Dec 31 | SPLAN | 2,390 | $161.91 | $387K |
| CATERPILLAR INC | CAT | Andrew R. J. BonfieldCFO | Dec 31 | SPLAN | 600 | $577.79 | $347K |
| Reddit, Inc. | RDDT | Steve Ladd HuffmanCEO | Dec 31 | SPLAN | 1,500 | $229.07 | $344K |
| Clearwater Analytics Holdings, Inc. | CWAN | Sandeep SahaiCEO | Dec 31 | S | 10,441 | $24.08 | $251K |
| First Guaranty Bancshares, Inc. | FGBI | Marshall T. ReynoldsDir | Dec 31 | P | 46,297 | $5.40 | $250K |
| Aveanna Healthcare Holdings, Inc. | AVAH | Jeff ShanerCEO | Dec 31 | SPLAN | 27,674 | $8.18 | $226K |
| VICOR CORP | VICR | Patrizio VinciarelliCEO | Dec 31 | SPLAN | 1,883 | $114.36 | $215K |
| EOG RESOURCES INC | EOG | Jeffrey R. LeitzellCOO | Dec 31 | SPLAN | 2,000 | $105.68 | $211K |
| TriplePoint Venture Growth BDC Corp. | TPVG | Sajal SrivastavaPres | Dec 31 | PPLAN | 30,459 | $6.55 | $199K |
| TriplePoint Venture Growth BDC Corp. | TPVG | James LabeCEO | Dec 31 | PPLAN | 30,459 | $6.55 | $199K |
| Rapport Therapeutics, Inc. | RAPP | David BredtChief | Dec 31 | S | 6,567 | $30.05 | $197K |
| Zai Lab Ltd | ZLAB | Rafael AmadoOfficer | Dec 31 | S | 10,787 | $17.43 | $188K |
| Hyperscale Data, Inc. | GPUS | Milton C. Ault IIIChairJOINT | Dec 31 | P | 1,000,000 | $0.18 | $183K |
| Allison Transmission Holdings Inc | ALSN | John CollSVP | Dec 31 | SPLAN | 1,791 | $98.79 | $177K |
| LTC PROPERTIES INC | LTC | David M. BoitanoEVP | Dec 31 | P | 5,000 | $34.58 | $173K |
| NYLI CBRE Global Infrastructure Megatrends Term Fund | MEGI | Saba Capital Management, L.P.10% | Dec 31 | S | 12,500 | $13.83 | $173K |
| LTC PROPERTIES INC | LTC | David M. BoitanoEVP | Dec 31 | P | 5,000 | $34.30 | $172K |
| Beam Therapeutics Inc. | BEAM | Sravan Kumar EmanyCFO | Dec 31 | SPLAN | 6,294 | $27.10 | $171K |
| Lightwave Logic, Inc. | LWLG | Siraj Nour El-AhmadiDir | Dec 31 | S | 49,260 | $3.15 | $155K |
| Arcus Biosciences, Inc. | RCUS | Robert C. Goeltz IICFO | Dec 31 | SPLAN | 6,552 | $23.38 | $153K |
| Clearwater Analytics Holdings, Inc. | CWAN | Sandeep SahaiCEO | Dec 31 | S | 5,953 | $24.08 | $143K |
| Aveanna Healthcare Holdings, Inc. | AVAH | Matthew BuckhalterCFO | Dec 31 | SPLAN | 17,289 | $8.18 | $141K |
| Aveanna Healthcare Holdings, Inc. | AVAH | Edwin C. ReiszChief | Dec 31 | SPLAN | 16,602 | $8.18 | $136K |
| URBAN OUTFITTERS INC | URBN | Richard A. HayneCEO | Dec 31 | SPLAN | 1,759 | $76.12 | $134K |
| Gitlab Inc. | GTLB | William StaplesCEO | Dec 31 | PPLAN | 3,276 | $38.08 | $125K |
| URBAN OUTFITTERS INC | URBN | Margaret HaynePres | Dec 31 | SPLAN | 1,539 | $76.12 | $117K |
| URBAN OUTFITTERS INC | URBN | Richard A. HayneCEO | Dec 31 | SPLAN | 1,539 | $76.12 | $117K |
| ACRES Commercial Realty Corp. | ACR | Eagle Point Credit Management LLC10%JOINT | Dec 31 | S | 5,000 | $22.41 | $112K |
| FRP HOLDINGS, INC. | FRPH | David H. deVilliers IIICOO | Dec 31 | S | 4,589 | $22.75 | $104K |
| STARTENGINE CROWDFUNDING, INC. | STGC | Howard Edward MarksCEO | Dec 31 | S | 64,040 | $1.60 | $102K |
| Clearwater Analytics Holdings, Inc. | CWAN | James S. CoxCFO | Dec 31 | S | 4,185 | $24.08 | $101K |
| HYPERION DEFI, INC. | HYPD | David R. KnoxCFO | Dec 31 | P | 27,950 | $3.59 | $100K |
| Gitlab Inc. | GTLB | James ShenCFO | Dec 31 | SPLAN | 2,538 | $38.08 | $97K |
| Aveanna Healthcare Holdings, Inc. | AVAH | Patrick A. CunninghamChief | Dec 31 | SPLAN | 11,731 | $8.18 | $96K |
| ReposiTrak, Inc. | TRAK | Randall K. FieldsCEO | Dec 31 | S | 7,500 | $12.34 | $93K |
| Aveanna Healthcare Holdings, Inc. | AVAH | Deborah StewartCAO | Dec 31 | SPLAN | 11,275 | $8.18 | $92K |
| Greenwich LifeSciences, Inc. | GLSI | Snehal PatelCEO | Dec 31 | P | 4,300 | $21.36 | $92K |
| STARTENGINE CROWDFUNDING, INC. | STGC | Aubrey Chernick10% | Dec 31 | S | 56,552 | $1.60 | $90K |
| CarGurus, Inc. | CARG | Jennifer Ladd HansonChief | Dec 31 | SPLAN | 2,358 | $38.10 | $90K |
| SIMON PROPERTY GROUP INC. | SPG | Reuben S. LeibowitzDir | Dec 31 | P | 480 | $186.00 | $89K |
| Innovative Eyewear Inc | LUCY | Vladimir Galkin10% | Dec 31 | P | 89,830 | $0.99 | $89K |
| Clearwater Analytics Holdings, Inc. | CWAN | Subi SethiChief | Dec 31 | S | 3,672 | $24.08 | $88K |
| Clearwater Analytics Holdings, Inc. | CWAN | Subi SethiChief | Dec 31 | S | 3,672 | $24.08 | $88K |
| Rapport Therapeutics, Inc. | RAPP | Krishnaswamy YeleswaramChief | Dec 31 | S | 2,840 | $30.05 | $85K |
| Clene Inc. | CLNN | Chidozie Ugwumba10% | Dec 31 | S | 13,095 | $5.81 | $76K |
| RH | RH | Mark S. DemilioDir | Dec 31 | S | 400 | $180.17 | $72K |
| Viridian Therapeutics, Inc.\DE | VRDN | Jennifer TousignantGC | Dec 31 | S | 2,272 | $31.16 | $71K |
| Samsara Inc. | IOT | John BicketOfficer | Dec 31 | SPLAN | 1,953 | $35.74 | $70K |
| SIMON PROPERTY GROUP INC. | SPG | Larry C. GlasscockDir | Dec 31 | P | 363 | $186.00 | $68K |
| Clearwater Analytics Holdings, Inc. | CWAN | Scott Stanley EricksonChief | Dec 31 | S | 2,774 | $24.08 | $67K |
| Clearwater Analytics Holdings, Inc. | CWAN | Souvik DasCTO | Dec 31 | S | 2,762 | $24.08 | $67K |
| SIMON PROPERTY GROUP INC. | SPG | Daniel C. SmithDir | Dec 31 | P | 347 | $186.00 | $65K |
| Velocity Financial, Inc. | VEL | Jeffrey T. TaylorVP | Dec 31 | SPLAN | 3,049 | $20.13 | $61K |
| Clearwater Analytics Holdings, Inc. | CWAN | Souvik DasCTO | Dec 31 | S | 2,511 | $24.08 | $60K |
| BLACKSTONE MORTGAGE TRUST, INC. | BXMT | Fernando Austin PenaPres | Dec 31 | SPLAN | 3,131 | $19.24 | $60K |
| BBR ALO Fund, LLC | 0001811114 | Barry M. KlaymanOfficer | Dec 31 | S | 3,974 | $14.78 | $59K |
| Rocket Companies, Inc. | RKT | Matthew RizikDir | Dec 31 | SPLAN | 2,500 | $19.45 | $49K |
| Cocrystal Pharma, Inc. | COCP | FROST PHILLIP MD ET ALDir | Dec 31 | P | 50,000 | $0.95 | $47K |
| SPRUCE POWER HOLDING CORP | SPRU | STEEL PARTNERS HOLDINGS L.P.10%JOINT | Dec 31 | P | 8,702 | $5.03 | $44K |
| SIMON PROPERTY GROUP INC. | SPG | Gary M. RodkinDir | Dec 31 | P | 226 | $186.00 | $42K |
| STARTENGINE CROWDFUNDING, INC. | STGC | Ronald David MillerDir | Dec 31 | S | 25,446 | $1.60 | $41K |
| STARTENGINE CROWDFUNDING, INC. | STGC | Lee Miller10% | Dec 31 | S | 25,446 | $1.60 | $41K |
| Clearwater Analytics Holdings, Inc. | CWAN | Scott Stanley EricksonChief | Dec 31 | S | 1,680 | $24.08 | $40K |
| Clearwater Analytics Holdings, Inc. | CWAN | James S. CoxCFO | Dec 31 | S | 1,674 | $24.08 | $40K |
| SIMON PROPERTY GROUP INC. | SPG | Glyn AeppelDir | Dec 31 | P | 216 | $186.00 | $40K |
| SIMON PROPERTY GROUP INC. | SPG | Stefan M. SeligDir | Dec 31 | P | 201 | $186.00 | $37K |
| Lightwave Logic, Inc. | LWLG | Laila PartridgeDir | Dec 31 | S | 10,000 | $3.72 | $37K |
| SIMON PROPERTY GROUP INC. | SPG | Marta R. StewartDir | Dec 31 | P | 192 | $186.00 | $36K |
| PROSPERITY BANCSHARES INC | PB | Ned S. HolmesDir | Dec 31 | SPLAN | 500 | $69.38 | $35K |
| PROSPERITY BANCSHARES INC | PB | Ned S. HolmesDir | Dec 31 | SPLAN | 500 | $69.38 | $35K |
| Beam Therapeutics Inc. | BEAM | Christine BellonGC | Dec 31 | SPLAN | 1,254 | $27.10 | $34K |
| Arcutis Biotherapeutics, Inc. | ARQT | Patrick BurnettOfficer | Dec 31 | SPLAN | 1,156 | $29.39 | $34K |
| GALECTIN THERAPEUTICS INC | GALT | Khurram JamilCMO | Dec 31 | SPLAN | 8,125 | $4.07 | $33K |
| Microvast Holdings, Inc. | MVST | Yixin PanDir | Dec 31 | SPLAN | 11,935 | $2.76 | $33K |
| Alphabet Inc. | GOOGL | Frances ArnoldDir | Dec 31 | SPLAN | 102 | $313.45 | $32K |
| CoreWeave, Inc. | CRWV | Michael N. IntratorCEO | Dec 31 | SPLAN | 433 | $72.82 | $32K |
| KEWAUNEE SCIENTIFIC CORP /DE/ | KEQU | Thomas David Hull IIICEO | Dec 31 | S | 629 | $37.66 | $24K |
| Reddit, Inc. | RDDT | Steve Ladd HuffmanCEO | Dec 31 | SPLAN | 100 | $233.52 | $23K |
| CATERPILLAR INC | CAT | Andrew R. J. BonfieldCFO | Dec 31 | SPLAN | 40 | $578.41 | $23K |
| CoreWeave, Inc. | CRWV | Brannin McBeeChief | Dec 31 | S | 315 | $72.82 | $23K |
| CoreWeave, Inc. | CRWV | Brian M. VenturoChief | Dec 31 | S | 312 | $72.84 | $23K |
| CLOUDASTRUCTURE, INC. | CSAI | Sheldon Richard Bentley10% | Dec 31 | SPLAN | 25,000 | $0.80 | $20K |
| Canopy Growth Corp | CGC | David Angelo LazzaratoDir | Dec 31 | S | 15,715 | $1.13 | $18K |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP | CTSH | Alina KerdmanCAO | Dec 31 | SPLAN | 203 | $84.14 | $17K |
| UNIVERSAL SAFETY PRODUCTS, INC. | UUU | Milton C. Ault IIIDir | Dec 31 | P | 3,360 | $4.93 | $17K |
| Arcutis Biotherapeutics, Inc. | ARQT | Patrick BurnettOfficer | Dec 31 | SPLAN | 541 | $28.81 | $16K |
| Werewolf Therapeutics, Inc. | HOWL | Luke EvninDir | Dec 31 | SPLAN | 24,962 | $0.62 | $15K |
| EMPIRE PETROLEUM CORP | EP | Phil E. MulacekDir | Dec 31 | P | 5,000 | $3.00 | $15K |
| Ameris Bancorp | ABCB | Douglas D. StrangeChief | Dec 31 | S | 205 | $71.62 | $15K |
| SIMON PROPERTY GROUP INC. | SPG | Peggy RoeDir | Dec 31 | P | 78 | $186.00 | $15K |
| STARTENGINE CROWDFUNDING, INC. | STGC | Johanna CroninChief | Dec 31 | S | 8,879 | $1.60 | $14K |
| VIVOS INC | RDGL | Michael K. KorenkoCEO | Dec 31 | P | 200,000 | $0.06 | $13K |
| Canopy Growth Corp | CGC | Theresa YanofskyDir | Dec 31 | S | 10,434 | $1.13 | $12K |
| Onfolio Holdings, Inc | ONFO | Dominic Benjamin James WellsCEO | Dec 31 | P | 14,793 | $0.73 | $11K |
| Clipper Realty Inc. | CLPR | Sam LevinsonDir | Dec 31 | P | 2,793 | $3.79 | $11K |
| Science Applications International Corp | SAIC | Srinivas AttiliEVP | Dec 31 | P | 100 | $101.26 | $10K |
| ADM ENDEAVORS, INC. | ADMQ | Marc JohnsonCEO | Dec 31 | P | 210,500 | $0.05 | $10K |
| SIMON PROPERTY GROUP INC. | SPG | Randall J. LewisDir | Dec 31 | P | 54 | $186.00 | $10K |
| MID PENN BANCORP INC | MPB | Albert J. EvansDir | Dec 31 | P | 323 | $31.02 | $10K |
| Expensify, Inc. | EXFY | Divo Carlos Eduardo AlvarezDir | Dec 31 | S | 6,504 | $1.50 | $10K |
| STARTENGINE CROWDFUNDING, INC. | STGC | Howard Edward MarksCEO | Dec 31 | S | 6,077 | $1.60 | $10K |
| Hyperscale Data, Inc. | GPUS | Milton C. Ault IIIChairJOINT | Dec 31 | P | 48,800 | $0.18 | $9K |
| RenovoRx, Inc. | RNXT | Ramtin AgahCMO | Dec 31 | P | 9,795 | $0.86 | $8K |
| Broadcom Inc. | AVGO | Kirsten M. SpearsCFO | Dec 31 | S | 23 | $346.64 | $8K |
| MID PENN BANCORP INC | MPB | Soto Matthew G. DeDir | Dec 31 | P | 257 | $31.02 | $8K |
| American Strategic Investment Co. | NYC | Nicholas S. Schorsch10%JOINT | Dec 31 | P | 850 | $8.61 | $7K |
| Joby Aviation, Inc. | JOBY | Michael N. Thompson Jr.Dir | Dec 31 | P | 550 | $13.24 | $7K |
| Joby Aviation, Inc. | JOBY | Michael N. Thompson Jr.Dir | Dec 31 | P | 550 | $13.24 | $7K |
| STARTENGINE CROWDFUNDING, INC. | STGC | Joshua Daniel AmsterChief | Dec 31 | S | 4,465 | $1.60 | $7K |
| PROSPERITY BANCSHARES INC | PB | Ned S. HolmesDir | Dec 31 | SPLAN | 100 | $69.35 | $7K |
| Utz Brands, Inc. | UTZ | Theresa Robbins SheaGC | Dec 31 | P | 702 | $9.86 | $7K |
| Utz Brands, Inc. | UTZ | James SponaugleChief | Dec 31 | P | 679 | $9.86 | $7K |
| SIMON PROPERTY GROUP INC. | SPG | Nina P. JonesDir | Dec 31 | P | 35 | $186.00 | $7K |
| JEWETT CAMERON TRADING CO LTD | JCTC | Community Foundation Oregon10% | Dec 31 | S | 2,519 | $2.27 | $6K |
| UWHARRIE CAPITAL CORP | UWHR | Roger L. DickCEO | Dec 31 | P | 489 | $10.95 | $5K |
| Phio Pharmaceuticals Corp. | PHIO | Robert J. BittermanCEO | Dec 31 | P | 5,000 | $1.03 | $5K |
| UWHARRIE CAPITAL CORP | UWHR | Roger L. DickCEO | Dec 31 | P | 400 | $10.95 | $4K |
| Nomadar Corp. | NOMA | City Cadiz S.L. Sport10% | Dec 31 | P | 900 | $4.20 | $4K |
| CoreWeave, Inc. | CRWV | Brian M. VenturoChief | Dec 31 | S | 50 | $72.82 | $4K |
| STARTENGINE CROWDFUNDING, INC. | STGC | Joseph MathewsCTO | Dec 31 | S | 2,171 | $1.60 | $3K |
| STARTENGINE CROWDFUNDING, INC. | STGC | Jonathan ReyesChief | Dec 31 | S | 1,609 | $1.60 | $3K |
| KINGSWAY FINANCIAL SERVICES INC | KFS | John Taylor Maloney FitzgeraldCEO | Dec 31 | P | 184 | $13.58 | $2K |
| MID PENN BANCORP INC | MPB | Joel L. FrankDir | Dec 31 | P | 80 | $31.02 | $2K |
| MID PENN BANCORP INC | MPB | Kimberly J. BrumbaughDir | Dec 31 | P | 80 | $31.02 | $2K |
| INTRUSION INC | INTZ | Kimberly PinsonCFO | Dec 31 | P | 2,500 | $0.98 | $2K |
| NEW GERMANY FUND INC | GF | Saba Capital Management, L.P.10% | Dec 31 | P | 200 | $11.40 | $2K |
| AUDDIA INC. | AUUD | Jeffrey John ThramannCEO | Dec 31 | S | 2,301 | $0.96 | $2K |
| TOFUTTI BRANDS INC | TOFB | A-6684 Ltd.10% | Dec 31 | P | 3,000 | $0.73 | $2K |
| EMPIRE PETROLEUM CORP | EP | Phil E. MulacekDir | Dec 31 | P | 732 | $2.95 | $2K |
| Local Bounti Corporation/DE | LOCL | Matthew NordbyDir | Dec 31 | SPLAN | 1,000 | $2.14 | $2K |
| INTRUSION INC | INTZ | Anthony ScottCEO | Dec 31 | P | 2,175 | $0.98 | $2K |
| Edible Garden AG Inc | EDBL | James E. KrasCEO | Dec 31 | P | 3,700 | $0.55 | $2K |
| MID PENN BANCORP INC | MPB | Theodore W. MoweryDir | Dec 31 | P | 64 | $31.02 | $2K |
| Microvast Holdings, Inc. | MVST | Yixin PanDir | Dec 31 | SPLAN | 661 | $2.78 | $2K |
| KINGSWAY FINANCIAL SERVICES INC | KFS | Kent A. HansenCFO | Dec 31 | P | 115 | $13.58 | $2K |
| Venu Holding Corp | VENU | Matthew CraddockDir | Dec 31 | P | 181 | $8.12 | $1K |
| STARTENGINE CROWDFUNDING, INC. | STGC | Hunter StrassmanCFO | Dec 31 | S | 713 | $1.60 | $1K |
| RENN Fund, Inc. | RCG | Murray StahlPres | Dec 31 | P | 360 | $2.62 | $943 |
| Venu Holding Corp | VENU | Matthew CraddockDir | Dec 31 | P | 104 | $8.19 | $852 |
| RENN Fund, Inc. | RCG | Murray StahlPres | Dec 31 | P | 296 | $2.62 | $776 |
| Global Innovative Platforms Inc. | GIPL | Andrew Nicholas BrownCEO | Dec 31 | P | 250,000 | $0.00 | $500 |
| MID PENN BANCORP INC | MPB | Robert A. AbelDir | Dec 31 | P | 16 | $31.02 | $496 |
| RENN Fund, Inc. | RCG | Murray StahlPres | Dec 31 | P | 180 | $2.62 | $472 |
| RENN Fund, Inc. | RCG | Murray StahlPres | Dec 31 | P | 180 | $2.62 | $472 |
| Texas Pacific Land Corp | TPL | HORIZON KINETICS ASSET MANAGEMENT LLC10% | Dec 31 | P | 1 | $287.54 | $288 |
| RENN Fund, Inc. | RCG | Murray StahlPres | Dec 31 | P | 82 | $2.62 | $215 |
| JOINT Corp | JYNT | Charles E. Jobson10% | Dec 31 | P | 11 | $8.70 | $96 |
| RENN Fund, Inc. | RCG | Murray StahlPres | Dec 31 | P | 18 | $2.62 | $47 |
| RENN Fund, Inc. | RCG | Murray StahlPres | Dec 31 | P | 18 | $2.62 | $47 |
| Mentor Capital, Inc. | MNTR | Chester BillingsleyCEO | Dec 31 | P | 400 | $0.10 | $39 |
| STARTENGINE CROWDFUNDING, INC. | STGC | Hunter StrassmanCFO | Dec 31 | S | 90 | $0.00 | — |
| STARTENGINE CROWDFUNDING, INC. | STGC | Jonathan ReyesChief | Dec 31 | S | 202 | $0.00 | — |
| STARTENGINE CROWDFUNDING, INC. | STGC | Ronald David MillerDir | Dec 31 | S | 3,198 | $0.00 | — |
| STARTENGINE CROWDFUNDING, INC. | STGC | Lee Miller10% | Dec 31 | S | 3,198 | $0.00 | — |
| Pacific Oak Strategic Opportunity REIT, Inc. | 0001452936 | Peter McMillanOfficer | Dec 31 | S | 901,510 | $0.00 | — |
| STARTENGINE CROWDFUNDING, INC. | STGC | Joseph MathewsCTO | Dec 31 | S | 273 | $0.00 | — |
| STARTENGINE CROWDFUNDING, INC. | STGC | Howard Edward MarksCEO | Dec 31 | S | 764 | $0.00 | — |
| STARTENGINE CROWDFUNDING, INC. | STGC | Howard Edward MarksCEO | Dec 31 | S | 8,050 | $0.00 | — |
| Pacific Oak Strategic Opportunity REIT, Inc. | 0001452936 | Keith D. HallCEO | Dec 31 | S | 901,510 | $0.00 | — |
| PEOPLES FINANCIAL CORP /MS/ | PFBX | A. Wes FulmerPres | Dec 31 | P | 160 | $0.00 | — |
| STARTENGINE CROWDFUNDING, INC. | STGC | Johanna CroninChief | Dec 31 | S | 1,116 | $0.00 | — |
| STARTENGINE CROWDFUNDING, INC. | STGC | Aubrey Chernick10% | Dec 31 | S | 7,108 | $0.00 | — |
| STARTENGINE CROWDFUNDING, INC. | STGC | Joshua Daniel AmsterChief | Dec 31 | S | 561 | $0.00 | — |