| Frazier Life Sciences Acquisition Corp. II | FLSC | Albert ChaCEOJOINT | Oct 15 | P | 300,000 | $10.00 | $3.0M |
| Borr Drilling Ltd | BORR | Tor Olav TroimDir | Oct 15 | P | 500,000 | $4.60 | $2.3M |
| CRESUD INC | CRESY | Alejandro Gustavo ElsztainDir | Oct 15 | P | 8,295 | $11.18 | $93K |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 84,507 | $128.28 | $10.8M |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 45,075 | $128.28 | $5.8M |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 45,075 | $128.28 | $5.8M |
| Borr Drilling Ltd | BORR | Tor Olav TroimDir | Oct 14 | P | 750,000 | $4.72 | $3.5M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 14 | P | 157,661 | $12.63 | $2.0M |
| Borr Drilling Ltd | BORR | Harvey Edward SnowlingCOO | Oct 14 | P | 300,000 | $4.91 | $1.5M |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 9,989 | $128.28 | $1.3M |
| Inhibrx Biosciences, Inc. | INBX | Mark LappeCEO | Oct 14 | P | 2,470 | $85.00 | $210K |
| Inhibrx Biosciences, Inc. | INBX | Mark LappeCEO | Oct 14 | P | 2,451 | $85.00 | $208K |
| Inhibrx Biosciences, Inc. | INBX | Mark LappeCEO | Oct 14 | P | 2,470 | $84.07 | $208K |
| Inhibrx Biosciences, Inc. | INBX | Mark LappeCEO | Oct 14 | P | 2,449 | $84.07 | $206K |
| Zone Frontier Inc. | ZONE | Tyler Lewis HassenCEO | Oct 14 | P | 750,000 | $0.11 | $85K |
| GameStop Corp. | GME | Ryan CohenCEO | Oct 13 | P | 777,000 | $27.00 | $21.0M |
| Borr Drilling Ltd | BORR | Tor Olav TroimDir | Oct 13 | P | 1,500,000 | $4.93 | $7.4M |
| GameStop Corp. | GME | Ryan CohenCEO | Oct 13 | P | 67,130 | $26.75 | $1.8M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 13 | P | 110,964 | $12.85 | $1.4M |
| Sprinklr, Inc. | CXM | Stephen M. Ward Jr.Dir | Oct 13 | P | 150,000 | $5.67 | $851K |
| Retension Pharmaceuticals, Inc. | RTSN | Eric L. KellerCEO | Oct 13 | P | 20,800 | $12.00 | $250K |
| Retension Pharmaceuticals, Inc. | RTSN | Franklin M. BergerDir | Oct 13 | P | 10,000 | $12.00 | $120K |
| Zone Frontier Inc. | ZONE | Tyler Lewis HassenCEO | Oct 13 | P | 1,000,000 | $0.12 | $116K |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 12 | P | 158,984 | $12.96 | $2.1M |
| Mission Produce, Inc. | AVO | Luis A. GonzalezDir | Oct 12 | P | 22,026 | $11.22 | $247K |
| Borr Drilling Ltd | BORR | Tor Olav TroimDir | Oct 9 | P | 2,500,000 | $4.74 | $11.8M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 9 | P | 171,094 | $13.17 | $2.3M |
| Dreamland Ltd | TDIC | Wai Yue SetoCEO | Oct 9 | P | 300,000 | $2.00 | $600K |
| Mission Produce, Inc. | AVO | Luis A. GonzalezDir | Oct 9 | P | 29,996 | $11.59 | $348K |
| OneMedNet Corp | ONMD | Jeffrey YuCMO | Oct 9 | P | 45,126 | $5.54 | $250K |
| SARATOGA INVESTMENT CORP. | SAR | Christian L. OberbeckCEO | Oct 9 | P | 15,000 | $14.83 | $222K |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 8 | P | 150,937 | $13.05 | $2.0M |
| INNOVATIVE INDUSTRIAL PROPERTIES INC | IIPR | Alan D. GoldChair | Oct 8 | P | 40,000 | $25.00 | $1.0M |
| SARATOGA INVESTMENT CORP. | SAR | Christian L. OberbeckCEO | Oct 8 | P | 15,000 | $14.89 | $223K |
| 5E Advanced Materials, Inc. | FEAM | Hoff Graham vantDir | Oct 8 | P | 60,000 | $3.59 | $215K |
| HEICO CORP | HEI | Thomas M. CulliganDir | Oct 8 | P | 795 | $220.30 | $175K |
| HEICO CORP | HEI | Carol F. FineDir | Oct 8 | P | 795 | $220.30 | $175K |
| HEICO CORP | HEI | Adolfo HenriquesDir | Oct 8 | P | 795 | $220.30 | $175K |
| HEICO CORP | HEI | Alan SchriesheimDir | Oct 8 | P | 795 | $220.30 | $175K |
| HEICO CORP | HEI | Nandakumar CheruvatathDir | Oct 8 | P | 795 | $220.30 | $175K |
| HEICO CORP | HEI | Victor H. MendelsonCEO | Oct 8 | P | 795 | $220.30 | $175K |
| HEICO CORP | HEI | Mark H. HildebrandtDir | Oct 8 | P | 795 | $220.30 | $175K |
| HEICO CORP | HEI | Julie NeitzelDir | Oct 8 | P | 592 | $294.93 | $175K |
| Gogoro Inc. | GGR | Chung-Yao YinDir | Oct 7 | P | 10,692,681 | $2.48 | $26.5M |
| Gogoro Inc. | GGR | Chung-Yao YinDir | Oct 7 | P | 3,466,310 | $2.48 | $8.6M |
| Borr Drilling Ltd | BORR | Tor Olav TroimDir | Oct 7 | P | 1,250,000 | $4.31 | $5.4M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 7 | P | 186,612 | $12.99 | $2.4M |
| OneMedNet Corp | ONMD | Thomas KosasaDir | Oct 7 | P | 129,758 | $5.78 | $750K |
| FULLER H B CO | FUL | R. Jeffrey BaillyDir | Oct 7 | P | 10,000 | $50.00 | $500K |
| IMMERSION CORP | IMMR | Eric SingerCEO | Oct 7 | P | 26,950 | $7.15 | $193K |
| Borr Drilling Ltd | BORR | Tor Olav TroimDir | Oct 6 | P | 1,500,000 | $4.24 | $6.4M |
| Pershing Square USA, Ltd. | PSUS | Ryan IsraelChief | Oct 6 | P | 57,659 | $37.87 | $2.2M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 6 | P | 142,420 | $13.02 | $1.9M |
| NEIGHBORHOOD INTELLIGENCE, INC. | NXH | Marcus LemonisCEO | Oct 6 | P | 362,319 | $2.76 | $1.0M |
| PIMCO Dynamic Income Fund | PDI | David C. FlattumDir | Oct 6 | P | 17,448 | $14.30 | $250K |
| PIMCO HIGH INCOME FUND | PHK | David C. FlattumDir | Oct 6 | P | 60,204 | $4.14 | $249K |
| Borr Drilling Ltd | BORR | Tor Olav TroimDir | Oct 5 | P | 1,500,000 | $4.13 | $6.2M |
| Pershing Square USA, Ltd. | PSUS | Ryan IsraelChief | Oct 5 | P | 120,816 | $37.45 | $4.5M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 5 | P | 93,744 | $12.71 | $1.2M |
| HORMEL FOODS CORP /DE/ | HRL | William A. NewlandsDir | Oct 5 | P | 10,000 | $20.10 | $201K |
| GameStop Corp. | GME | Ryan CohenCEO | Oct 2 | P | 700,000 | $24.41 | $17.1M |
| Pershing Square USA, Ltd. | PSUS | Ryan IsraelChief | Oct 2 | P | 78,138 | $37.21 | $2.9M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 2 | P | 50,931 | $12.69 | $646K |
| Bluerock Private Real Estate Fund | BPRE | Ryan S. MacDonaldDir | Oct 2 | P | 6,700 | $12.70 | $85K |
| Accelevation Holdings Corp. | ACCV | Michael RubieraCEO | Oct 1 | P | 200,000 | $18.00 | $3.6M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 1 | P | 124,489 | $12.62 | $1.6M |
| GameStop Corp. | GME | Nat TurnerDir | Oct 1 | P | 10,462 | $24.33 | $255K |
| Accelevation Holdings Corp. | ACCV | Ginger M. JonesDir | Oct 1 | P | 10,000 | $18.00 | $180K |
| Accelevation Holdings Corp. | ACCV | Paul D. DonahueDir | Oct 1 | P | 7,000 | $18.00 | $126K |
| CRESUD INC | CRESY | Alejandro Gustavo ElsztainCEO | Oct 1 | P | 8,761 | $11.37 | $100K |
| Accelevation Holdings Corp. | ACCV | Howard C. HeckesDir | Oct 1 | P | 5,000 | $18.00 | $90K |
| Hyperscale Data, Inc. | GPUS | Milton C. Ault IIIChairJOINT | Sep 30 | P | 10,000,000 | $0.50 | $5.0M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Sep 30 | P | 154,104 | $12.61 | $1.9M |
| Xenon Pharmaceuticals Inc. | XENE | Ian MortimerCEO | Sep 30 | P | 30,000 | $37.38 | $1.1M |
| Nayax Ltd. | NYAX | Yair NechmadCEO | Sep 30 | P | 18,305 | $48.56 | $889K |
| First Guaranty Bancshares, Inc. | FGBI | Edgar R. Smith IIIDir | Sep 30 | P | 99,277 | $8.28 | $822K |
| Nayax Ltd. | NYAX | Yair NechmadCEO | Sep 30 | P | 16,227 | $47.89 | $777K |
| Xenon Pharmaceuticals Inc. | XENE | Thomas Patrick KellyCFO | Sep 30 | P | 15,000 | $37.32 | $560K |
| DICK'S SPORTING GOODS, INC. | DKS | Matthew BarnesPres | Sep 30 | P | 3,665 | $136.39 | $500K |
| Nayax Ltd. | NYAX | Yair NechmadCEO | Sep 30 | P | 9,616 | $46.39 | $446K |
| VCI Global Ltd | VCIG | Voon Him HooCEO | Sep 30 | P | 193,349 | $1.62 | $313K |
| Advanced Flower Capital Inc. | AFCG | Leonard M. TannenbaumDir | Sep 30 | P | 44,643 | $3.63 | $162K |
| Gitlab Inc. | GTLB | William StaplesCEO | Sep 30 | PPLAN | 2,677 | $46.62 | $125K |
| CRESUD INC | CRESY | Alejandro Gustavo ElsztainCEO | Sep 30 | P | 8,573 | $11.63 | $100K |
| VIVOS INC | RDGL | Michael K. KorenkoCEO | Sep 30 | P | 200,000 | $0.50 | $100K |
| SIMON PROPERTY GROUP INC. | SPG | Reuben S. LeibowitzDir | Sep 30 | P | 480 | $202.78 | $97K |
| FILANA THERAPEUTICS, INC. | FLNA | Richard BarryCEO | Sep 30 | P | 100,000 | $0.92 | $92K |
| PG&E Corp | PCG | John O. LarsenDir | Sep 30 | P | 7,500 | $12.20 | $92K |
| GameStop Corp. | GME | Ryan CohenCEO | Sep 29 | P | 446,500 | $23.48 | $10.5M |
| ORACLE CORP | ORCL | Stephen H. RusckowskiDir | Sep 29 | P | 25,000 | $139.35 | $3.5M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Sep 29 | P | 135,817 | $12.60 | $1.7M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 29 | P | 20,031 | $85.40 | $1.7M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 29 | P | 10,381 | $84.24 | $875K |
| Nayax Ltd. | NYAX | Yair NechmadCEO | Sep 29 | P | 19,000 | $44.80 | $851K |
| SPROTT FOCUS TRUST INC. | FUND | W. Whitney GeorgeDir | Sep 29 | P | 59,702 | $10.05 | $600K |
| SPROTT FOCUS TRUST INC. | FUND | W. Whitney GeorgeDir | Sep 29 | P | 49,743 | $10.05 | $500K |
| SPROTT FOCUS TRUST INC. | FUND | W. Whitney GeorgeDir | Sep 29 | P | 39,863 | $10.05 | $401K |
| MINISO Group Holding Ltd | MNSO | Jingjing Eason ZhangCFO | Sep 29 | P | 150,600 | $2.26 | $340K |
| TCW STRATEGIC INCOME FUND INC | TSI | Patrick C. HadenDir | Sep 29 | P | 63,000 | $4.24 | $267K |
| SPROTT FOCUS TRUST INC. | FUND | W. Whitney GeorgeDir | Sep 29 | P | 21,944 | $10.05 | $221K |
| FILANA THERAPEUTICS, INC. | FLNA | Richard BarryCEO | Sep 29 | P | 206,813 | $0.90 | $186K |
| Advanced Flower Capital Inc. | AFCG | Leonard M. TannenbaumDir | Sep 29 | P | 40,081 | $3.59 | $144K |
| Nayax Ltd. | NYAX | Yair NechmadCEO | Sep 29 | P | 2,789 | $44.51 | $124K |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 29 | P | 1,416 | $85.89 | $122K |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 29 | P | 1,195 | $85.40 | $102K |
| FULLER H B CO | FUL | Charles T. LauberDir | Sep 29 | P | 2,005 | $49.87 | $100K |
| FULLER H B CO | FUL | Michael J. HappeDir | Sep 29 | P | 2,000 | $49.63 | $99K |
| GameStop Corp. | GME | Ryan CohenCEO | Sep 29 | P | 3,500 | $23.45 | $82K |
| Venu Holding Corp | VENU | Thomas M. FinkeDir | Sep 29 | P | 50,000 | $1.52 | $76K |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 278,978 | $72.39 | $20.2M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 196,608 | $89.86 | $17.7M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 123,888 | $83.95 | $10.4M |
| ADARx Pharmaceuticals, Inc. | ADRX | Simeon GeorgeDir | Sep 28 | P | 592,593 | $17.00 | $10.1M |
| ADARx Pharmaceuticals, Inc. | ADRX | Simeon GeorgeDir | Sep 28 | P | 592,593 | $17.00 | $10.1M |
| ADARx Pharmaceuticals, Inc. | ADRX | ORBIMED ADVISORS LLCDirJOINT | Sep 28 | P | 588,235 | $17.00 | $10.0M |
| ADARx Pharmaceuticals, Inc. | ADRX | Carl L. GordonDir | Sep 28 | P | 588,235 | $17.00 | $10.0M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 107,772 | $88.65 | $9.6M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 109,842 | $84.85 | $9.3M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 98,561 | $88.57 | $8.7M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 82,673 | $89.60 | $7.4M |
| ADARx Pharmaceuticals, Inc. | ADRX | Simeon GeorgeDir | Sep 28 | P | 414,814 | $17.00 | $7.1M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 75,176 | $87.51 | $6.6M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 78,726 | $73.08 | $5.8M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 76,723 | $73.97 | $5.7M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 63,539 | $86.94 | $5.5M |
| ADARx Pharmaceuticals, Inc. | ADRX | ORBIMED ADVISORS LLCDirJOINT | Sep 28 | P | 300,249 | $17.00 | $5.1M |
| ADARx Pharmaceuticals, Inc. | ADRX | Carl L. GordonDir | Sep 28 | P | 300,249 | $17.00 | $5.1M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 61,700 | $76.35 | $4.7M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 49,771 | $78.57 | $3.9M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 48,350 | $77.43 | $3.7M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 38,932 | $85.97 | $3.3M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 44,690 | $61.63 | $2.8M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 39,066 | $68.96 | $2.7M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 32,261 | $75.52 | $2.4M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 28,028 | $81.82 | $2.3M |
| Kayne Anderson BDC, Inc. | KBDC | James L. RoboDir | Sep 28 | P | 146,755 | $13.03 | $1.9M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Sep 28 | P | 135,669 | $12.50 | $1.7M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 19,554 | $83.16 | $1.6M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 17,490 | $81.31 | $1.4M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 16,036 | $86.81 | $1.4M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 17,159 | $81.02 | $1.4M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 17,698 | $71.48 | $1.3M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 16,641 | $72.39 | $1.2M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 14,827 | $79.71 | $1.2M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 11,729 | $89.86 | $1.1M |
| ADARx Pharmaceuticals, Inc. | ADRX | Erez ChimovitsDir | Sep 28 | P | 61,516 | $17.00 | $1.0M |
| ADARx Pharmaceuticals, Inc. | ADRX | ORBIMED ADVISORS LLCDirJOINT | Sep 28 | P | 61,516 | $17.00 | $1.0M |
| ADARx Pharmaceuticals, Inc. | ADRX | Carl L. GordonDir | Sep 28 | P | 61,516 | $17.00 | $1.0M |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 14,344 | $61.21 | $878K |
| Kodiak Sciences Inc. | KOD | BAKER BROS. ADVISORS LPDirJOINT | Sep 28 | P | 8,956 | $79.40 | $711K |