| BERKLEY W R CORP | WRB | MITSUI SUMITOMO INSURANCE CO LTD10%JOINT | Dec 26 | PPLAN | 220,000 | $70.56 | $15.5M |
| Gabelli Healthcare & WellnessRx Trust | GRX.E | Mario J. GabelliDir | Dec 26 | P | 1,000,000 | $10.00 | $10.0M |
| Broadcom Inc. | AVGO | Mark David BrazealGC | Dec 26 | S | 25,921 | $352.07 | $9.1M |
| Gabelli Healthcare & WellnessRx Trust | GRX.E | Mario J. GabelliDir | Dec 26 | P | 500,000 | $10.00 | $5.0M |
| Navan, Inc. | NAVN | Andreessen Horowitz Fund V, L.P.10%JOINT | Dec 26 | P | 229,917 | $15.57 | $3.6M |
| Navan, Inc. | NAVN | Andreessen Horowitz LSV Fund I, L.P.10%JOINT | Dec 26 | P | 229,917 | $15.57 | $3.6M |
| Navan, Inc. | NAVN | Andreessen Horowitz LSV Fund III, L.P.10%JOINT | Dec 26 | P | 229,917 | $15.57 | $3.6M |
| Cogent Biosciences, Inc. | COGT | John Edward RobinsonChief | Dec 26 | S | 90,000 | $38.74 | $3.5M |
| Cogent Biosciences, Inc. | COGT | Jessica SachsCMO | Dec 26 | S | 82,642 | $38.70 | $3.2M |
| Wayfair Inc. | W | Steven ConineOfficer | Dec 26 | SPLAN | 30,000 | $102.33 | $3.1M |
| Cogent Biosciences, Inc. | COGT | John L. GreenCFO | Dec 26 | S | 77,000 | $38.68 | $3.0M |
| Cogent Biosciences, Inc. | COGT | Evan KearnsGC | Dec 26 | S | 65,000 | $38.70 | $2.5M |
| HYCROFT MINING HOLDING CORP | HYMC | Eric Sprott10%JOINT | Dec 26 | P | 100,000 | $25.03 | $2.5M |
| HYCROFT MINING HOLDING CORP | HYMC | Eric Sprott10%JOINT | Dec 26 | P | 100,000 | $24.83 | $2.5M |
| Gabelli Healthcare & WellnessRx Trust | GRX.E | Mario J. GabelliDir | Dec 26 | P | 200,000 | $10.00 | $2.0M |
| Gabelli Healthcare & WellnessRx Trust | GRX.E | Mario J. GabelliDir | Dec 26 | P | 100,000 | $10.00 | $1.0M |
| Atlassian Corp | TEAM | Scott FarquharDir | Dec 26 | SPLAN | 5,468 | $162.74 | $890K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Dec 26 | SPLAN | 5,467 | $162.74 | $890K |
| UiPath, Inc. | PATH | Daniel DinesCEO | Dec 26 | SPLAN | 45,000 | $16.90 | $761K |
| ARROWHEAD PHARMACEUTICALS, INC. | ARWR | Mauro FerrariDir | Dec 26 | SPLAN | 7,530 | $70.00 | $527K |
| Aeluma, Inc. | ALMU | Mark N. Tompkins10% | Dec 26 | S | 20,368 | $18.01 | $367K |
| Samsara Inc. | IOT | Jonathan ChadwickDir | Dec 26 | SPLAN | 10,000 | $36.61 | $366K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Dec 26 | SPLAN | 2,098 | $161.96 | $340K |
| Atlassian Corp | TEAM | Scott FarquharDir | Dec 26 | SPLAN | 2,097 | $161.96 | $340K |
| Mind Medicine (MindMed) Inc. | MNMD | Robert BarrowCEO | Dec 26 | SPLAN | 25,791 | $13.15 | $339K |
| TRAVELZOO | TZOO | AZZURRO CAPITAL INC10%JOINT | Dec 26 | S | 40,000 | $6.97 | $279K |
| CHESAPEAKE UTILITIES CORP | CPK | Jeffry M. HouseholderCEO | Dec 26 | S | 1,908 | $125.83 | $240K |
| Mawson Infrastructure Group Inc. | MIGI | Endeavor Blockchain, LLC10% | Dec 26 | P | 45,000 | $4.33 | $195K |
| Benitec Biopharma Inc. | BNTC | SUVRETTA CAPITAL MANAGEMENT, LLCDirJOINT | Dec 26 | P | 14,320 | $13.10 | $188K |
| Quince Therapeutics, Inc. | QNCX | Luca BenattiDir | Dec 26 | S | 50,000 | $3.47 | $174K |
| BOX INC | BOX | Olivia NottebohmCOO | Dec 26 | SPLAN | 4,612 | $29.84 | $138K |
| Aeluma, Inc. | ALMU | Mark N. Tompkins10% | Dec 26 | S | 6,970 | $16.91 | $118K |
| Designer Brands Inc. | DBI | Joanna T. LauDir | Dec 26 | S | 13,105 | $8.00 | $105K |
| Total Return Securities Fund | SWZ | CSS LLC/IL10% | Dec 26 | S | 13,402 | $6.26 | $84K |
| Butterfly Network, Inc. | BFLY | Jonathan M. RothbergDir | Dec 26 | SPLAN | 14,911 | $4.01 | $60K |
| Aeluma, Inc. | ALMU | Mark N. Tompkins10% | Dec 26 | S | 2,662 | $18.39 | $49K |
| YELP INC | YELP | Carmen AmaraChief | Dec 26 | SPLAN | 1,500 | $30.69 | $46K |
| ASA Gold & Precious Metals Ltd | ASA | Saba Capital Management, L.P.10% | Dec 26 | P | 714 | $61.92 | $44K |
| Mawson Infrastructure Group Inc. | MIGI | Endeavor Blockchain, LLC10% | Dec 26 | P | 10,000 | $4.39 | $44K |
| Cocrystal Pharma, Inc. | COCP | FROST PHILLIP MD ET ALDir | Dec 26 | P | 40,000 | $0.97 | $39K |
| AMBARELLA INC | AMBA | Christopher B. PaisleyDir | Dec 26 | S | 500 | $72.18 | $36K |
| UNIVERSAL SAFETY PRODUCTS, INC. | UUU | Milton C. Ault IIIDir | Dec 26 | P | 6,805 | $4.92 | $33K |
| Benitec Biopharma Inc. | BNTC | SUVRETTA CAPITAL MANAGEMENT, LLCDirJOINT | Dec 26 | P | 2,516 | $13.10 | $33K |
| Total Return Securities Fund | SWZ | CSS LLC/IL10% | Dec 26 | S | 4,600 | $6.25 | $29K |
| Charlie's Holdings, Inc. | CHUC | Edward CarminesDir | Dec 26 | P | 100,000 | $0.28 | $28K |
| FLANIGANS ENTERPRISES INC | BDL | James Flanigan IICEO | Dec 26 | P | 866 | $29.94 | $26K |
| Clene Inc. | CLNN | Chidozie Ugwumba10% | Dec 26 | S | 3,350 | $6.32 | $21K |
| Atlassian Corp | TEAM | Scott FarquharDir | Dec 26 | SPLAN | 100 | $163.33 | $16K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Dec 26 | SPLAN | 100 | $163.33 | $16K |
| Newton Golf Company, Inc. | NWTG | Gregor Alasdair CampbellCEO | Dec 26 | P | 10,000 | $1.59 | $16K |
| BUTLER NATIONAL CORP | BUKS | Joseph Patrick DalyDir | Dec 26 | P | 5,000 | $3.00 | $15K |
| BECTON DICKINSON & CO | BDX | Michael FeldEVP | Dec 26 | SPLAN | 74 | $196.08 | $15K |
| Total Return Securities Fund | SWZ | CSS LLC/IL10% | Dec 26 | S | 2,100 | $6.27 | $13K |
| QNB CORP. | QNBC | Randy S. BimesDir | Dec 26 | P | 286 | $34.91 | $10K |
| Nomadar Corp. | NOMA | City Cadiz S.L. Sport10% | Dec 26 | P | 1,650 | $5.13 | $8K |
| American Strategic Investment Co. | NYC | Nicholas S. Schorsch10%JOINT | Dec 26 | P | 887 | $8.36 | $7K |
| APPLIED ENERGETICS, INC. | AERG | Christopher Wayne DonagheyCEO | Dec 26 | SPLAN | 2,300 | $1.92 | $4K |
| Total Return Securities Fund | SWZ | CSS LLC/IL10% | Dec 26 | S | 598 | $6.27 | $4K |
| FLANIGANS ENTERPRISES INC | BDL | James Flanigan IICEO | Dec 26 | P | 116 | $29.50 | $3K |
| Hyperscale Data, Inc. | GPUS | Milton C. Ault IIIChairJOINT | Dec 26 | P | 10,000 | $0.21 | $2K |
| Total Return Securities Fund | SWZ | CSS LLC/IL10% | Dec 26 | S | 300 | $6.26 | $2K |
| Amplitude, Inc. | AMPL | Spenser SkatesCEO | Dec 26 | SPLAN | 100 | $12.00 | $1K |
| FLANIGANS ENTERPRISES INC | BDL | James Flanigan IICEO | Dec 26 | P | 18 | $29.75 | $536 |
| BEYOND MEAT, INC. | BYND | Chelsea A. GraysonDir | Dec 26 | SPLAN | 492 | $0.98 | $484 |
| Mentor Capital, Inc. | MNTR | Chester BillingsleyCEO | Dec 26 | P | 1,500 | $0.10 | $147 |
| Zscaler, Inc. | ZS | Andrew William Fraser BrownDir | Dec 26 | S | 5,000 | $0.00 | — |