| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Oct 5 | SPLAN | 6,000 | $120.03 | $720K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Aug 18 | SPLAN | 6,000 | $147.73 | $886K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Aug 4 | SPLAN | 4,715 | $126.50 | $596K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jul 22 | FPLAN | 686 | $119.26 | $82K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jul 22 | FPLAN | 861 | $119.26 | $103K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jul 22 | FPLAN | 609 | $119.26 | $73K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jul 22 | FPLAN | 2,553 | $119.26 | $304K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jul 21 | SPLAN | 1,285 | $120.02 | $154K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jun 18 | SPLAN | 6,000 | $171.89 | $1.0M |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jun 12 | S | 28,826 | $166.53 | $4.8M |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jun 12 | F | 23,397 | $172.78 | $4.0M |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jun 4 | S | 5,000 | $205.39 | $1.0M |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jun 4 | S | 5,000 | $204.75 | $1.0M |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | May 19 | S | 39,154 | $173.26 | $6.8M |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | May 19 | F | 7,928 | $190.36 | $1.5M |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | May 15 | A | 192,170 | $0.00 | — |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Apr 22 | F | 686 | $150.57 | $103K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Apr 22 | F | 861 | $150.57 | $130K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Apr 22 | F | 609 | $150.57 | $92K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Apr 22 | F | 2,553 | $150.57 | $384K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Mar 9 | SPLAN | 50,000 | $97.10 | $4.9M |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Feb 9 | A | 25,799 | $0.00 | — |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jan 22 | F | 862 | $38.38 | $33K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jan 22 | F | 609 | $38.38 | $23K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jan 22 | F | 2,553 | $38.38 | $98K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Jan 22 | F | 1,899 | $38.38 | $73K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Oct 22 | F | 862 | $33.40 | $29K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Oct 22 | F | 610 | $33.40 | $20K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Oct 22 | F | 2,553 | $33.40 | $85K |
| APPLIED OPTOELECTRONICS, INC. | AAOI | Shu-Hua (Joshua) YehOfficer | Oct 22 | F | 1,898 | $33.40 | $63K |