| Retension Pharmaceuticals, Inc. | RTSN | Franklin M. BergerDirDERIV | Oct 13 | C | 12,517 | — | — |
| Retension Pharmaceuticals, Inc. | RTSN | Franklin M. BergerDir | Oct 13 | P | 10,000 | $12.00 | $120K |
| Retension Pharmaceuticals, Inc. | RTSN | Franklin M. BergerDir | Oct 13 | C | 12,517 | — | — |
| Retension Pharmaceuticals, Inc. | RTSN | Franklin M. BergerDirDERIV | Oct 8 | A | 5,636 | $0.00 | —? |
| Atea Pharmaceuticals, Inc. | AVIR | Franklin M. BergerDirDERIV | Jun 18 | A | 37,700 | $0.00 | —? |
| Atea Pharmaceuticals, Inc. | AVIR | Franklin M. BergerDirDERIV | Jun 18 | A | 26,700 | $0.00 | —? |
| Atea Pharmaceuticals, Inc. | AVIR | Franklin M. BergerDirDERIV | Jun 18 | M | 29,600 | $0.00 | —? |
| Atea Pharmaceuticals, Inc. | AVIR | Franklin M. BergerDir | Jun 18 | M | 29,600 | $0.00 | — |
| Kezar Life Sciences, Inc. | KZR | Franklin M. BergerDirDERIV | May 11 | D | 2,600 | $0.00 | —? |
| Kezar Life Sciences, Inc. | KZR | Franklin M. BergerDirDERIV | May 11 | D | 2,600 | $0.00 | —? |
| Kezar Life Sciences, Inc. | KZR | Franklin M. BergerDirDERIV | May 11 | D | 5,000 | $0.00 | —? |
| Kezar Life Sciences, Inc. | KZR | Franklin M. BergerDirDERIV | May 11 | D | 5,000 | $0.00 | —? |
| Kezar Life Sciences, Inc. | KZR | Franklin M. BergerDirDERIV | May 11 | D | 3,500 | $0.00 | —? |
| Kezar Life Sciences, Inc. | KZR | Franklin M. BergerDir | May 11 | U | 89,069 | — | — |
| ESSA Pharma Inc. | EPIX | Franklin M. BergerDir | Oct 9 | D | 784,404 | — | — |