LIVE FROM THE DATABASETRANSACTIONS 362,430COMPANIES 5,763LATEST TRADE Oct 16UPDATED Oct 17, 12:31 AM

Reporting ownerCIK 0001067621

Phillip Goldstein

28 transactions in 3 companies, from January 23, 2026 to October 8, 2026.

Transactions: 283 companies
Bought · P: $738Kopen market
Sold · S: $0open market
Net: +$738Knet buying

By company

Where this insider traded.

Company	Ticker	Trades	Bought	Sold
Total Return Securities Fund	SWZ	12	$365K	—
HIGH INCOME SECURITIES FUND	PCF	9	$374K	—
SPECIAL OPPORTUNITIES FUND, INC.	SPE	7	—	—

All transactions

28 in total, newest filings first.

Company	Ticker	Insider	Date	Code	Shares	Price	Value
Total Return Securities Fund	SWZ	Phillip GoldsteinOfficer	Oct 8	P	5,000	$5.73	$29K
Total Return Securities Fund	SWZ	Phillip GoldsteinOfficer	Oct 1	L	15	$5.71	$86
HIGH INCOME SECURITIES FUND	PCF	Phillip GoldsteinDir	Aug 20	P	5,000	$5.34	$27K
HIGH INCOME SECURITIES FUND	PCF	Phillip GoldsteinDir	Aug 19	P	10,000	$5.37	$54K
HIGH INCOME SECURITIES FUND	PCF	Phillip GoldsteinDir	Aug 19	P	10,000	$5.40	$54K
HIGH INCOME SECURITIES FUND	PCF	Phillip GoldsteinDir	Aug 6	P	819	$5.30	$4K
Total Return Securities Fund	SWZ	Phillip GoldsteinOfficer	Jul 6	P	5,980	$5.95	$36K
HIGH INCOME SECURITIES FUND	PCF	Phillip GoldsteinDir	Apr 8	P	600	$5.53	$3K
HIGH INCOME SECURITIES FUND	PCF	Phillip GoldsteinDir	Apr 7	P	5,088	$5.45	$28K
Total Return Securities Fund	SWZ	Phillip GoldsteinOfficer	Mar 18	P	10,000	$5.98	$60K
HIGH INCOME SECURITIES FUND	PCF	Phillip GoldsteinDir	Mar 18	P	17,905	$5.46	$98K
Total Return Securities Fund	SWZ	Phillip GoldsteinOfficer	Mar 5	P	10,000	$5.99	$60K
SPECIAL OPPORTUNITIES FUND, INC.	SPE	Phillip GoldsteinChairDERIV	Mar 5	P	3,952	$25.09	$99K?
SPECIAL OPPORTUNITIES FUND, INC.	SPE	Phillip GoldsteinChairDERIV	Mar 4	L	100	$25.09	$3K?
SPECIAL OPPORTUNITIES FUND, INC.	SPE	Phillip GoldsteinChairDERIV	Mar 2	L	100	$25.09	$3K?
Total Return Securities Fund	SWZ	Phillip GoldsteinOfficer	Mar 3	P	5,000	$6.01	$30K
Total Return Securities Fund	SWZ	Phillip GoldsteinOfficer	Feb 27	L	68	$6.16	$419
Total Return Securities Fund	SWZ	Phillip GoldsteinOfficer	Feb 26	L	256	$6.16	$2K
SPECIAL OPPORTUNITIES FUND, INC.	SPE	Phillip GoldsteinChairDERIV	Feb 27	P	5,821	$25.09	$146K?
SPECIAL OPPORTUNITIES FUND, INC.	SPE	Phillip GoldsteinChairDERIV	Feb 26	P	27	$25.09	$677?
Total Return Securities Fund	SWZ	Phillip GoldsteinDir	Feb 23	P	5,000	$6.13	$31K
SPECIAL OPPORTUNITIES FUND, INC.	SPE	Phillip GoldsteinChairDERIV	Feb 24	P	30	$25.09	$753?
SPECIAL OPPORTUNITIES FUND, INC.	SPE	Phillip GoldsteinChairDERIV	Feb 23	P	100	$25.05	$3K?
Total Return Securities Fund	SWZ	Phillip GoldsteinDir	Feb 6	P	10,000	$6.07	$61K
HIGH INCOME SECURITIES FUND	PCF	Phillip GoldsteinDir	Feb 3	P	10,000	$6.05	$61K
HIGH INCOME SECURITIES FUND	PCF	Phillip GoldsteinDir	Feb 2	P	7,514	$6.05	$45K
Total Return Securities Fund	SWZ	Phillip GoldsteinDir	Jan 30	P	10,000	$5.92	$59K
Total Return Securities Fund	SWZ	Phillip GoldsteinDir	Jan 23	D	31,314	$6.81	$213K