| Corebridge Financial, Inc. | CRBG | AMERICAN INTERNATIONAL GROUP, INC.10% | Nov 4 | S | 32,600,000 | $31.10 | $1.0B? |
| CALIX, INC | 0001406666 | Carl RussoDir | Nov 4 | SPLAN | 395,000 | $64.00 | $25.3M |
| New Mountain Guardian IV Income Fund, L.L.C. | 0001976719 | de retraite d'Hydro-Quebec Caisse10% | Nov 4 | P | 1,200,000 | $10.00 | $12.0M |
| APi Group Corp | APG | Martin E. FranklinDir | Nov 4 | SPLAN | 260,000 | $35.44 | $9.2M |
| CAPITAL ONE FINANCIAL CORP | COF | Richard D. FairbankCEO | Nov 4 | SPLAN | 34,437 | $221.04 | $7.6M |
| Axsome Therapeutics, Inc. | AXSM | Herriot TabuteauCEO | Nov 4 | SPLAN | 50,459 | $133.79 | $6.8M |
| CAPITAL ONE FINANCIAL CORP | COF | Richard D. FairbankCEO | Nov 4 | SPLAN | 25,383 | $221.29 | $5.6M |
| Cipher Mining Inc. | CIFR | William IwaschukPres | Nov 4 | SPLAN | 173,094 | $22.52 | $3.9M |
| CAPITAL ONE FINANCIAL CORP | COF | Richard D. FairbankCEO | Nov 4 | SPLAN | 16,347 | $220.65 | $3.6M |
| CALIX, INC | 0001406666 | Shane Todd Marshall EleniakChief | Nov 4 | S | 50,000 | $65.34 | $3.3M |
| Samsara Inc. | IOT | John BicketOfficer | Nov 4 | SPLAN | 82,716 | $38.68 | $3.2M |
| Samsara Inc. | IOT | Sanjit BiswasChief | Nov 4 | SPLAN | 82,490 | $38.68 | $3.2M |
| Travere Therapeutics, Inc. | TVTX | Sandra CalvinCAO | Nov 4 | SPLAN | 67,115 | $36.00 | $2.4M |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 8,204 | $266.74 | $2.2M |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 8,110 | $263.71 | $2.1M |
| LAUREATE EDUCATION, INC. | LAUR | Marcelo CardosoCOO | Nov 4 | S | 70,000 | $29.00 | $2.0M |
| COHEN & STEERS, INC. | CNS | Robert Hamilton SteersChair | Nov 4 | P | 27,292 | $67.95 | $1.9M |
| Vulcan Materials CO | VMC | Thompson S. Baker IIPres | Nov 4 | S | 5,818 | $292.26 | $1.7M |
| Blackstone Inc. | BX | James BreyerDir | Nov 4 | P | 10,200 | $144.21 | $1.5M |
| Chefs' Warehouse, Inc. | CHEF | James LeddyCFO | Nov 4 | S | 22,000 | $62.11 | $1.4M |
| CAPITAL ONE FINANCIAL CORP | COF | Richard D. FairbankCEO | Nov 4 | SPLAN | 6,102 | $219.07 | $1.3M |
| Samsara Inc. | IOT | Sanjit BiswasChief | Nov 4 | SPLAN | 33,573 | $39.41 | $1.3M |
| Samsara Inc. | IOT | John BicketOfficer | Nov 4 | SPLAN | 33,561 | $39.41 | $1.3M |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 4,724 | $265.76 | $1.3M |
| CAPITAL ONE FINANCIAL CORP | COF | Richard D. FairbankCEO | Nov 4 | SPLAN | 5,679 | $220.23 | $1.3M |
| GSI TECHNOLOGY INC | GSIT | Avidan AkeribVP | Nov 4 | S | 135,286 | $9.05 | $1.2M |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 4,339 | $264.76 | $1.1M |
| CAPITAL ONE FINANCIAL CORP | COF | Richard D. FairbankCEO | Nov 4 | SPLAN | 5,169 | $221.75 | $1.1M |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 4,348 | $262.75 | $1.1M |
| COHEN & STEERS, INC. | CNS | Robert Hamilton SteersChair | Nov 4 | P | 14,975 | $67.96 | $1.0M |
| ATI INC | ATI | Timothy J. HarrisVP | Nov 4 | SPLAN | 10,543 | $96.07 | $1.0M |
| Samsara Inc. | IOT | John BicketOfficer | Nov 4 | SPLAN | 25,834 | $39.02 | $1.0M |
| Samsara Inc. | IOT | Sanjit BiswasChief | Nov 4 | SPLAN | 25,122 | $39.00 | $980K |
| CAPITAL ONE FINANCIAL CORP | COF | Richard D. FairbankCEO | Nov 4 | SPLAN | 4,389 | $219.31 | $963K |
| ASA Gold & Precious Metals Ltd | ASA | Saba Capital Management, L.P.10% | Nov 4 | P | 20,070 | $44.49 | $893K |
| Ventas, Inc. | VTR | Debra A. CafaroCEO | Nov 4 | SPLAN | 11,452 | $75.02 | $859K |
| CAPITAL ONE FINANCIAL CORP | COF | Richard D. FairbankCEO | Nov 4 | SPLAN | 3,881 | $218.47 | $848K |
| CALIX, INC | 0001406666 | Carl RussoDir | Nov 4 | SPLAN | 12,845 | $66.00 | $848K |
| Cheniere Energy, Inc. | LNG | W. Benjamin MorelandDir | Nov 4 | P | 3,900 | $208.06 | $811K |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 3,026 | $267.65 | $810K |
| CARVANA CO. | CVNA | Gregory B. SullivanDir | Nov 4 | S | 2,500 | $322.20 | $806K |
| CALIX, INC | 0001406666 | Carl RussoDir | Nov 4 | SPLAN | 12,035 | $65.11 | $784K |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 2,561 | $268.79 | $688K |
| UiPath, Inc. | PATH | Daniel DinesCEO | Nov 4 | SPLAN | 45,000 | $15.02 | $676K |
| Dime Community Bancshares, Inc. /NY/ | DCOM | BASSWOOD CAPITAL MANAGEMENT, L.L.C.DirJOINT | Nov 4 | P | 20,537 | $26.26 | $539K |
| Dime Community Bancshares, Inc. /NY/ | DCOM | BASSWOOD CAPITAL MANAGEMENT, L.L.C.DirJOINT | Nov 4 | S | 20,537 | $26.25 | $539K |
| Blackstone Inc. | BX | James BreyerDir | Nov 4 | P | 3,700 | $142.89 | $529K |
| ROKU, INC | ROKU | Charles CollierPres | Nov 4 | SPLAN | 4,735 | $105.18 | $498K |
| CAPITAL ONE FINANCIAL CORP | COF | Richard D. FairbankCEO | Nov 4 | SPLAN | 2,100 | $218.07 | $458K |
| CAPITAL ONE FINANCIAL CORP | COF | Matthew W. CooperGC | Nov 4 | SPLAN | 2,000 | $219.41 | $439K |
| ROKU, INC | ROKU | Charles CollierPres | Nov 4 | SPLAN | 4,152 | $104.19 | $433K |
| BOSTON BEER CO INC | SAM | Michael SpillaneDir | Nov 4 | S | 1,968 | $206.15 | $406K |
| VIAVI SOLUTIONS INC. | VIAV | Donald A. ColvinDir | Nov 4 | S | 23,050 | $16.98 | $391K |
| GSI TECHNOLOGY INC | GSIT | Patrick T. ChuangVP | Nov 4 | S | 40,000 | $9.04 | $362K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Nov 4 | SPLAN | 2,101 | $162.79 | $342K |
| Atlassian Corp | TEAM | Scott FarquharDir | Nov 4 | SPLAN | 2,100 | $162.79 | $342K |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | AFB | Saba Capital Management, L.P.10% | Nov 4 | S | 30,873 | $11.01 | $340K |
| Arlo Technologies, Inc. | ARLO | Matthew Blake McRaeCEO | Nov 4 | S | 18,645 | $17.86 | $333K |
| Atlassian Corp | TEAM | Scott FarquharDir | Nov 4 | SPLAN | 1,969 | $164.81 | $325K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Nov 4 | SPLAN | 1,969 | $164.81 | $325K |
| ROKU, INC | ROKU | Charles CollierPres | Nov 4 | SPLAN | 2,898 | $105.87 | $307K |
| VISA INC. | V | Lloyd CarneyDir | Nov 4 | S | 900 | $336.48 | $303K |
| Butterfly Network, Inc. | BFLY | Dawn CarforaDir | Nov 4 | S | 112,009 | $2.70 | $302K |
| ANALOG DEVICES INC | ADI | Ray StataDir | Nov 4 | SPLAN | 1,308 | $229.45 | $300K |
| TRUSTMARK CORP | TRMK | Tracy T. ConerlyDir | Nov 4 | S | 8,000 | $37.22 | $298K |
| Ventas, Inc. | VTR | Peter J. BulgarelliCEO | Nov 4 | SPLAN | 3,924 | $75.00 | $294K |
| VIAVI SOLUTIONS INC. | VIAV | Donald A. ColvinDir | Nov 4 | S | 16,950 | $17.24 | $292K |
| ROKU, INC | ROKU | Charles CollierPres | Nov 4 | SPLAN | 2,816 | $103.26 | $291K |
| ANALOG DEVICES INC | ADI | Ray StataDir | Nov 4 | SPLAN | 1,149 | $230.40 | $265K |
| nCino, Inc. | NCNO | Sean DesmondCEO | Nov 4 | S | 10,006 | $25.81 | $258K |
| AvePoint, Inc. | AVPT | Xunkai GongChair | Nov 4 | SPLAN | 18,321 | $13.80 | $253K |
| BLACKBAUD INC | BLKB | Michael P. GianoniCEO | Nov 4 | S | 3,952 | $62.18 | $246K |
| AMICUS THERAPEUTICS, INC. | FOLD | David Michael ClarkChief | Nov 4 | SPLAN | 25,643 | $9.51 | $244K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Nov 4 | SPLAN | 1,451 | $165.65 | $240K |
| Atlassian Corp | TEAM | Scott FarquharDir | Nov 4 | SPLAN | 1,450 | $165.65 | $240K |
| Samsara Inc. | IOT | John BicketOfficer | Nov 4 | SPLAN | 6,000 | $39.45 | $237K |
| Samsara Inc. | IOT | Sanjit BiswasChief | Nov 4 | SPLAN | 6,000 | $39.45 | $237K |
| BOSTON BEER CO INC | SAM | Michael SpillaneDir | Nov 4 | S | 1,152 | $205.15 | $236K |
| Cheniere Energy, Inc. | LNG | W. Benjamin MorelandDir | Nov 4 | P | 1,100 | $208.77 | $230K |
| AXT INC | AXTI | Gary L. FischerCFO | Nov 4 | S | 27,720 | $8.09 | $224K |
| CONAGRA BRANDS INC. | CAG | Melissa C. NapierCAO | Nov 4 | S | 13,011 | $17.19 | $224K |
| Bitcoin Depot Inc. | BTM | Brandon Taylor MintzCEO | Nov 4 | SPLAN | 88,559 | $2.49 | $221K |
| JETBLUE AIRWAYS CORP | JBLU | Peter BoneparthDir | Nov 4 | P | 50,000 | $4.12 | $206K |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 800 | $257.21 | $206K |
| Amrize Ltd | AMRZ | Jaime HillPres | Nov 4 | P | 4,000 | $50.69 | $203K |
| EXACT SCIENCES CORP | EXAS | Brian BaranickEVP | Nov 4 | SPLAN | 2,858 | $70.08 | $200K |
| CASTLE BIOSCIENCES INC | CSTL | Derek J. MaetzoldChief | Nov 4 | SPLAN | 6,458 | $30.41 | $196K |
| ETSY INC | ETSY | Richard Edward Colburn IIIChief | Nov 4 | S | 3,200 | $57.80 | $185K |
| Chewy, Inc. | CHWY | Satish MehtaCTO | Nov 4 | SPLAN | 4,642 | $32.65 | $152K |
| DONEGAL GROUP INC | DGICA | Mutual Insurance Co Donegal10% | Nov 4 | P | 8,000 | $18.71 | $150K |
| BORGWARNER INC | BWA | Isabelle McKenziePres | Nov 4 | S | 3,200 | $44.24 | $142K |
| CYTOKINETICS INC | CYTK | Fady Ibraham MalikEVP | Nov 4 | SPLAN | 2,295 | $59.55 | $137K |
| ANALOG DEVICES INC | ADI | Ray StataDir | Nov 4 | SPLAN | 582 | $231.20 | $135K |
| Atlassian Corp | TEAM | Scott FarquharDir | Nov 4 | SPLAN | 806 | $163.65 | $132K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Nov 4 | SPLAN | 805 | $163.65 | $132K |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 500 | $258.37 | $129K |
| PHIBRO ANIMAL HEALTH CORP | PAHC | Jack BendheimCEOJOINT | Nov 4 | SPLAN | 2,996 | $43.01 | $129K |
| CLOVER HEALTH INVESTMENTS, CORP. /DE | CLOV | Jamie L. ReynosoCEO | Nov 4 | SPLAN | 30,385 | $3.58 | $109K |
| Core Scientific, Inc./tx | CORZ | Eric Stanton WeissDir | Nov 4 | P | 5,000 | $21.50 | $108K |
| Beacon Financial Corp | BBT | Thomas J. HollisterDir | Nov 4 | P | 4,200 | $24.66 | $104K |
| American Resources Corp | AREC | GOLDEN PROPERTIES LTD.10% | Nov 4 | S | 25,000 | $4.01 | $100K |
| American Resources Corp | AREC | GOLDEN PROPERTIES LTD.10% | Nov 4 | S | 25,000 | $4.00 | $100K |
| CASELLA WASTE SYSTEMS INC | CWST | Emily Nagle GreenDir | Nov 4 | S | 1,116 | $89.38 | $100K |
| Beacon Financial Corp | BBT | Mary Anne CallahanDir | Nov 4 | P | 4,000 | $24.67 | $99K |
| MATERION Corp | MTRN | Gregory R. ChemnitzGC | Nov 4 | S | 864 | $113.23 | $98K |
| Adtalem Global Education Inc. | ATGE | Michael W. MalafronteDir | Nov 4 | P | 1,000 | $91.85 | $92K |
| American Resources Corp | AREC | GOLDEN PROPERTIES LTD.10% | Nov 4 | S | 20,000 | $4.01 | $80K |
| American Resources Corp | AREC | GOLDEN PROPERTIES LTD.10% | Nov 4 | S | 20,000 | $4.00 | $80K |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 300 | $260.97 | $78K |
| TRAVELZOO | TZOO | AZZURRO CAPITAL INC10% | Nov 4 | S | 10,000 | $7.75 | $78K |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 300 | $255.05 | $77K |
| Samsara Inc. | IOT | Sanjit BiswasChief | Nov 4 | SPLAN | 1,878 | $39.60 | $74K |
| AGILYSYS INC | AGYS | William David Wood IIICFO | Nov 4 | SPLAN | 584 | $125.20 | $73K |
| FIRST US BANCSHARES, INC. | FUSB | Robert S. BriggsDir | Nov 4 | P | 5,000 | $13.30 | $67K |
| BLACKBAUD INC | BLKB | Michael P. GianoniCEO | Nov 4 | S | 1,048 | $63.29 | $66K |
| GALECTIN THERAPEUTICS INC | GALT | Jack W. CallicuttCFO | Nov 4 | SPLAN | 10,741 | $6.07 | $65K |
| INCYTE CORP | INCY | Sheila A. DentonGC | Nov 4 | SPLAN | 598 | $101.36 | $61K |
| Atlassian Corp | TEAM | Scott FarquharDir | Nov 4 | SPLAN | 350 | $169.58 | $59K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Nov 4 | SPLAN | 350 | $169.58 | $59K |
| BlackRock ESG Capital Allocation Term Trust | ECAT | Saba Capital Management, L.P.10% | Nov 4 | S | 3,600 | $16.30 | $59K |
| Community Healthcare Trust Inc | CHCT | Cathrine CotmanDir | Nov 4 | P | 4,000 | $14.66 | $59K |
| GALECTIN THERAPEUTICS INC | GALT | Jack W. CallicuttCFO | Nov 4 | SPLAN | 8,974 | $6.07 | $54K |
| GALECTIN THERAPEUTICS INC | GALT | Jack W. CallicuttCFO | Nov 4 | SPLAN | 8,914 | $6.07 | $54K |
| Atlassian Corp | TEAM | Scott FarquharDir | Nov 4 | SPLAN | 300 | $168.77 | $51K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Nov 4 | SPLAN | 300 | $168.77 | $51K |
| Atlassian Corp | TEAM | Scott FarquharDir | Nov 4 | SPLAN | 290 | $172.95 | $50K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Nov 4 | SPLAN | 289 | $172.95 | $50K |
| ARROW FINANCIAL CORP | AROW | Penko Krassimir IvanovCFO | Nov 4 | P | 1,617 | $29.82 | $48K |
| CLOUDASTRUCTURE, INC. | CSAI | Sheldon Richard Bentley10% | Nov 4 | SPLAN | 25,000 | $1.87 | $47K |
| Samsara Inc. | IOT | John BicketOfficer | Nov 4 | SPLAN | 1,166 | $39.64 | $46K |
| COHEN & STEERS, INC. | CNS | Robert Hamilton SteersChair | Nov 4 | P | 642 | $68.39 | $44K |
| Freedom Holding Corp. | FRHC | Boris CherdabayevDir | Nov 4 | S | 300 | $141.88 | $43K |
| ROKU, INC | ROKU | Charles CollierPres | Nov 4 | SPLAN | 400 | $106.11 | $42K |
| ROKU, INC | ROKU | Charles CollierPres | Nov 4 | SPLAN | 403 | $104.97 | $42K |
| GENERAL AMERICAN INVESTORS CO INC | GAM | Spencer DavidsonOther | Nov 4 | P | 1,684 | $24.98 | $42K |
| CS Disco, Inc. | LAW | Thomas F. BoganDir | Nov 4 | PPLAN | 7,001 | $5.98 | $42K |
| Atlassian Corp | TEAM | Scott FarquharDir | Nov 4 | SPLAN | 200 | $166.77 | $33K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Nov 4 | SPLAN | 200 | $166.77 | $33K |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 100 | $269.37 | $27K |
| Atlassian Corp | TEAM | Scott FarquharDir | Nov 4 | SPLAN | 150 | $173.93 | $26K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Nov 4 | SPLAN | 150 | $173.93 | $26K |
| FIRST SOLAR, INC. | FSLR | Georges AntounChief | Nov 4 | SPLAN | 100 | $259.55 | $26K |
| PHIBRO ANIMAL HEALTH CORP | PAHC | Jack BendheimCEOJOINT | Nov 4 | SPLAN | 524 | $43.62 | $23K |
| Matador Resources Co | MTDR | Reynald BaribaultDir | Nov 4 | P | 400 | $38.49 | $15K |
| Sprout Social, Inc. | SPT | Preto Joseph DelCFO | Nov 4 | SPLAN | 1,500 | $10.22 | $15K |
| ANALOG DEVICES INC | ADI | Ray StataDir | Nov 4 | SPLAN | 66 | $232.12 | $15K |
| DoorDash, Inc. | DASH | Ashley StillDir | Nov 4 | SPLAN | 63 | $239.66 | $15K |
| Cooper-Standard Holdings Inc. | CPS | Jonathan P. BanasCFO | Nov 4 | P | 500 | $28.22 | $14K |
| Nomadar Corp. | NOMA | City Cadiz S.L. Sport10% | Nov 4 | P | 1,350 | $9.56 | $13K |
| American Resources Corp | AREC | GOLDEN PROPERTIES LTD.10% | Nov 4 | S | 2,973 | $4.00 | $12K |
| Golden Matrix Group, Inc. | GMGI | Richard ChristensenCFO | Nov 4 | P | 10,000 | $0.99 | $10K |
| Atlassian Corp | TEAM | Scott FarquharDir | Nov 4 | SPLAN | 50 | $171.09 | $9K |
| Atlassian Corp | TEAM | Michael Cannon-BrookesCEO | Nov 4 | SPLAN | 50 | $171.09 | $9K |
| CALIX, INC | 0001406666 | Carl RussoDir | Nov 4 | SPLAN | 120 | $66.47 | $8K |
| ACRES Commercial Realty Corp. | ACR | Eagle Point Credit Management LLC10%JOINT | Nov 4 | S | 352 | $22.17 | $8K |
| CASTLE BIOSCIENCES INC | CSTL | Derek J. MaetzoldChief | Nov 4 | SPLAN | 237 | $31.12 | $7K |
| SOCKET MOBILE, INC. | SCKT | Charlie BassDir | Nov 4 | P | 5,000 | $1.03 | $5K |
| AWARE INC /MA/ | AWRE | Ajay K. AmlaniCEO | Nov 4 | P | 2,262 | $2.26 | $5K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 10,000 | $0.51 | $5K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 10,000 | $0.51 | $5K |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | GOF | Randall C. BarnesDir | Nov 4 | P | 380 | $13.08 | $5K |
| ANALOG DEVICES INC | ADI | Ray StataDir | Nov 4 | SPLAN | 20 | $233.74 | $5K |
| AN2 Therapeutics, Inc. | ANTX | Joshua M. EizenOfficer | Nov 4 | S | 2,819 | $1.14 | $3K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 5,000 | $0.52 | $3K |
| Nomadar Corp. | NOMA | City Cadiz S.L. Sport10% | Nov 4 | P | 250 | $10.43 | $3K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 5,000 | $0.52 | $3K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 5,000 | $0.52 | $3K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 5,000 | $0.51 | $3K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 5,000 | $0.51 | $3K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 5,000 | $0.51 | $3K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 5,000 | $0.51 | $3K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 5,000 | $0.51 | $3K |
| Vestand Inc. | VSTD | James Chae10% | Nov 4 | S | 5,000 | $0.51 | $3K |
| JACK IN THE BOX INC | JACK | Richard D. CookCTO | Nov 4 | S | 154 | $16.38 | $3K |
| CITIZENS FINANCIAL SERVICES INC | CZFS | Randall E. BlackCEO | Nov 4 | P | 22 | $54.25 | $1K |
| AN2 Therapeutics, Inc. | ANTX | Stephen David PriorChief | Nov 4 | S | 765 | $1.14 | $872 |
| Nomadar Corp. | NOMA | City Cadiz S.L. Sport10% | Nov 4 | P | 50 | $8.40 | $420 |
| Eureka Acquisition Corp | EURK | WOLVERINE ASSET MANAGEMENT LLC10%JOINT | Nov 4 | S | 20 | $10.88 | $218 |
| Eureka Acquisition Corp | EURK | WOLVERINE ASSET MANAGEMENT LLC10%JOINT | Nov 4 | S | 20 | $10.88 | $218 |
| Eureka Acquisition Corp | EURK | WOLVERINE ASSET MANAGEMENT LLC10%JOINT | Nov 4 | S | 20 | $10.88 | $218 |
| ARROW FINANCIAL CORP | AROW | Penko Krassimir IvanovCFO | Nov 4 | P | 3 | $29.67 | $89 |
| Westrock Coffee Co | WEST | Jeffrey H. FoxDirDERIV | Nov 4 | P | — | $1,500,000.00 | — |