| Apollo Global Management, Inc. | APO | BLACK LEON DOther | Mar 19 | S | 498,071 | $142.00 | $70.7M | 34,606,702 |
| Black Diamond Therapeutics, Inc. | BDTX | BIOTECH GROWTH N V10%JOINT | Mar 19 | S | 2,000,000 | $2.00 | $4.0M | 4,217,839 |
| Asana, Inc. | ASAN | Moskovitz Dustin A.CEO | Mar 19 | PPLAN | 225,000 | $14.34 | $3.2M | 49,023,436 |
| ST JOE Co | JOE | BERKOWITZ BRUCE R10%JOINT | Mar 19 | S | 57,200 | $47.00 | $2.7M | 16,943,524 |
| Black Diamond Therapeutics, Inc. | BDTX | BIOTECH GROWTH N V10%JOINT | Mar 19 | S | 1,000,000 | $2.31 | $2.3M | 6,217,839 |
| Gitlab Inc. | GTLB | BOSTROM SUSAN LDir | Mar 19 | S | 40,000 | $51.88 | $2.1M | 144,913 |
| Black Diamond Therapeutics, Inc. | BDTX | BIOTECH GROWTH N V10%JOINT | Mar 19 | S | 1,000,000 | $2.07 | $2.1M | 7,517,839 |
| BJ's Wholesale Club Holdings, Inc. | BJ | Werner William C.EVP | Mar 19 | SPLAN | 10,392 | $110.77 | $1.2M | 31,308 |
| Black Diamond Therapeutics, Inc. | BDTX | BIOTECH GROWTH N V10%JOINT | Mar 19 | S | 584,292 | $1.95 | $1.1M | 3,233,547 |
| Disc Medicine, Inc. | IRON | Ashiya MonaDir | Mar 19 | S | 20,911 | $54.02 | $1.1M | 755,933 |
| Black Diamond Therapeutics, Inc. | BDTX | BIOTECH GROWTH N V10%JOINT | Mar 19 | S | 500,000 | $2.12 | $1.1M | 2,733,547 |
| BJ's Wholesale Club Holdings, Inc. | BJ | Werner William C.EVP | Mar 19 | SPLAN | 9,608 | $110.02 | $1.1M | 41,700 |
| KROGER CO | KR | Arreaga GabrielPres | Mar 19 | S | 15,959 | $65.63 | $1.0M | 89,085 |
| Black Diamond Therapeutics, Inc. | BDTX | BIOTECH GROWTH N V10%JOINT | Mar 19 | S | 400,000 | $2.09 | $837K | 3,817,839 |
| ANALOG DEVICES INC | ADI | Puccio Richard C JrCFO | Mar 19 | SPLAN | 4,000 | $209.19 | $837K | 49,916 |
| Jamf Holding Corp. | JAMF | BENZ ELIZABETHOfficer | Mar 19 | SPLAN | 57,380 | $13.60 | $780K | 358,775 |
| Disc Medicine, Inc. | IRON | Ashiya MonaDir | Mar 19 | S | 13,517 | $54.02 | $730K | 488,617 |
| Black Diamond Therapeutics, Inc. | BDTX | BIOTECH GROWTH N V10%JOINT | Mar 19 | S | 300,000 | $1.94 | $583K | 7,217,839 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 1,878 | $229.51 | $431K | 63,584 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 1,878 | $229.51 | $431K | 66,759 |
| Tarsus Pharmaceuticals, Inc. | TARS | Azamian Bobak R.CEO | Mar 19 | S | 8,551 | $47.40 | $405K | 62,169 |
| Alignment Healthcare, Inc. | ALHC | KAO JOHN ECEO | Mar 19 | S | 21,846 | $16.09 | $351K | 4,969,871 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 1,500 | $230.39 | $346K | 69,682 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 1,500 | $230.39 | $346K | 65,259 |
| PEAPACK GLADSTONE FINANCIAL CORP | PGC | BABCOCK JOHN POfficer | Mar 19 | S | 10,000 | $28.76 | $288K | 39,155 |
| ADMA BIOLOGICS, INC. | ADMA | Grossman Adam SCEO | Mar 19 | SPLAN | 15,000 | $18.92 | $284K | 2,067,850 |
| Disc Medicine, Inc. | IRON | Ashiya MonaDir | Mar 19 | S | 5,228 | $54.02 | $282K | 188,981 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 1,231 | $227.45 | $280K | 70,101 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 1,230 | $227.45 | $280K | 66,577 |
| Apollo Global Management, Inc. | APO | BLACK LEON DOther | Mar 19 | S | 1,929 | $142.52 | $275K | 34,604,773 |
| Axogen, Inc. | AXGN | DeVinney Erick WayneChief | Mar 19 | S | 15,111 | $17.50 | $264K | 217,762 |
| Aveanna Healthcare Holdings, Inc. | AVAH | J.H. Whitney Equity Partners VII, LLC10%JOINT | Mar 19 | SPLAN | 46,912 | $5.46 | $256K | 31,388,159 |
| Aveanna Healthcare Holdings, Inc. | AVAH | WILLIAMS ROBERT M JR10%JOINT | Mar 19 | SPLAN | 46,912 | $5.46 | $256K | 31,388,159 |
| Aveanna Healthcare Holdings, Inc. | AVAH | VIGANO PAUL R10%JOINT | Mar 19 | SPLAN | 46,912 | $5.46 | $256K | 31,388,159 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 1,115 | $228.26 | $255K | 65,462 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 1,114 | $228.26 | $254K | 68,987 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 975 | $231.50 | $226K | 68,607 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 975 | $231.50 | $226K | 64,184 |
| 8X8 INC /DE/ | EGHT | SYLEBRA CAPITAL LLC10%JOINT | Mar 19 | S | 100,000 | $2.23 | $223K | 14,289,476 |
| Alignment Healthcare, Inc. | ALHC | KAO JOHN ECEO | Mar 19 | S | 12,255 | $16.96 | $208K | 4,957,616 |
| Ranger Energy Services, Inc. | RNGR | Agee Brett T.Dir | Mar 19 | S | 13,343 | $14.52 | $194K | 1,782,232 |
| Alignment Healthcare, Inc. | ALHC | Maroney Dawn ChristinePres | Mar 19 | S | 10,593 | $16.09 | $170K | 2,379,993 |
| AUDIOEYE INC | AEYE | HAWKINS JAMES BDir | Mar 19 | P | 11,200 | $15.00 | $168K | 112,282 |
| Aveanna Healthcare Holdings, Inc. | AVAH | J.H. Whitney Equity Partners VII, LLC10%JOINT | Mar 19 | SPLAN | 23,438 | $5.46 | $128K | 15,681,861 |
| Aveanna Healthcare Holdings, Inc. | AVAH | WILLIAMS ROBERT M JR10%JOINT | Mar 19 | SPLAN | 23,438 | $5.46 | $128K | 15,681,861 |
| Aveanna Healthcare Holdings, Inc. | AVAH | VIGANO PAUL R10%JOINT | Mar 19 | SPLAN | 23,438 | $5.46 | $128K | 15,681,861 |
| Adverum Biotechnologies, Inc. | ADVM | Leonard Braden Michael10% | Mar 19 | P | 25,000 | $4.94 | $123K | 2,692,161 |
| ANI PHARMACEUTICALS INC | ANIP | Davis KristaChief | Mar 19 | SPLAN | 1,866 | $65.00 | $121K | 64,659 |
| Alignment Healthcare, Inc. | ALHC | Freeman Robert ThomasCFO | Mar 19 | S | 7,324 | $16.09 | $118K | 1,475,271 |
| ACRES Commercial Realty Corp. | ACR | Eagle Point Credit Management LLC10%JOINT | Mar 19 | S | 4,861 | $23.74 | $115K | 1,177,435 |
| ACRES Commercial Realty Corp. | ACR | Eagle Point Credit Management LLC10%JOINT | Mar 19 | S | 5,076 | $22.44 | $114K | 866,466 |
| Alignment Healthcare, Inc. | ALHC | JOYCE CHRISTOPHER JGC | Mar 19 | S | 7,057 | $16.09 | $114K | 443,981 |
| ADMA BIOLOGICS, INC. | ADMA | Grossman Adam SCEO | Mar 19 | SPLAN | 6,000 | $18.92 | $114K | 2,061,850 |
| 1 800 FLOWERS COM INC | FLWS | Fund 1 Investments, LLC10%JOINT | Mar 19 | P | 20,000 | $5.66 | $113K | 7,879,469 |
| CULP INC | CULP | English Aron R.10%JOINT | Mar 19 | P | 20,000 | $5.60 | $112K | 1,859,061 |
| Alignment Healthcare, Inc. | ALHC | Maroney Dawn ChristinePres | Mar 19 | S | 5,942 | $16.96 | $101K | 2,374,051 |
| Koppers Holdings Inc. | KOP | BALL M LEROYCEO | Mar 19 | S | 3,279 | $29.15 | $96K | 362,017 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 400 | $232.84 | $93K | 68,007 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 400 | $232.84 | $93K | 63,584 |
| BIOMARIN PHARMACEUTICAL INC | BMRN | Burkhart ErinCAO | Mar 19 | SPLAN | 1,295 | $71.52 | $93K | 16,955 |
| Alignment Healthcare, Inc. | ALHC | Kim HyongCMO | Mar 19 | S | 5,295 | $16.09 | $85K | 539,072 |
| Alignment Healthcare, Inc. | ALHC | Wagner Andreas P.Chief | Mar 19 | S | 4,889 | $16.09 | $79K | 226,217 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 350 | $221.04 | $77K | 71,182 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 350 | $221.04 | $77K | 68,637 |
| Alignment Healthcare, Inc. | ALHC | Scavo Robert L.Chief | Mar 19 | S | 4,634 | $16.09 | $75K | 708,417 |
| Alignment Healthcare, Inc. | ALHC | Freeman Robert ThomasCFO | Mar 19 | S | 4,108 | $16.96 | $70K | 1,471,163 |
| Alignment Healthcare, Inc. | ALHC | Burzacchi SebastianCOO | Mar 19 | S | 4,288 | $16.09 | $69K | 252,784 |
| Alignment Healthcare, Inc. | ALHC | Kardes HakanChief | Mar 19 | SPLAN | 4,229 | $16.09 | $68K | 688,585 |
| Alignment Healthcare, Inc. | ALHC | JOYCE CHRISTOPHER JGC | Mar 19 | S | 3,959 | $16.96 | $67K | 440,022 |
| Alignment Healthcare, Inc. | ALHC | Kim HyongCMO | Mar 19 | S | 2,971 | $16.96 | $50K | 536,101 |
| Alignment Healthcare, Inc. | ALHC | Wagner Andreas P.Chief | Mar 19 | S | 2,743 | $16.96 | $47K | 223,474 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 200 | $223.55 | $45K | 68,407 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 200 | $223.55 | $45K | 63,984 |
| Alignment Healthcare, Inc. | ALHC | Scavo Robert L.Chief | Mar 19 | S | 2,600 | $16.96 | $44K | 705,817 |
| Aveanna Healthcare Holdings, Inc. | AVAH | WILLIAMS ROBERT M JR10%JOINT | Mar 19 | SPLAN | 7,792 | $5.46 | $43K | 5,213,094 |
| Aveanna Healthcare Holdings, Inc. | AVAH | VIGANO PAUL R10%JOINT | Mar 19 | SPLAN | 7,792 | $5.46 | $43K | 5,213,094 |
| Alignment Healthcare, Inc. | ALHC | Burzacchi SebastianCOO | Mar 19 | S | 2,406 | $16.96 | $41K | 250,378 |
| Alignment Healthcare, Inc. | ALHC | Kardes HakanChief | Mar 19 | SPLAN | 2,373 | $16.96 | $40K | 686,212 |
| AUDIOEYE INC | AEYE | HAWKINS JAMES BDir | Mar 19 | P | 2,100 | $17.50 | $37K | 114,382 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 150 | $226.24 | $34K | 67,807 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 150 | $226.24 | $34K | 71,332 |
| ACV Auctions Inc. | ACVA | Chamoun GeorgeCEO | Mar 19 | SPLAN | 1,751 | $15.00 | $26K | 3,169,442 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 100 | $222.47 | $22K | 69,582 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 100 | $222.47 | $22K | 65,159 |
| Stoke Therapeutics, Inc. | STOK | Allan JonathanGC | Mar 19 | S | 1,945 | $8.27 | $16K | 31,565 |
| Koppers Holdings Inc. | KOP | BALL M LEROYCEO | Mar 19 | S | 505 | $30.07 | $15K | 361,512 |
| EverQuote, Inc. | EVER | BLUNDIN DAVID BDir | Mar 19 | SPLAN | 452 | $28.40 | $13K | 200,347 |
| Aveanna Healthcare Holdings, Inc. | AVAH | J.H. Whitney Equity Partners VII, LLC10%JOINT | Mar 19 | SPLAN | 2,170 | $5.46 | $12K | 1,451,778 |
| Aveanna Healthcare Holdings, Inc. | AVAH | WILLIAMS ROBERT M JR10%JOINT | Mar 19 | SPLAN | 2,170 | $5.46 | $12K | 1,451,778 |
| Aveanna Healthcare Holdings, Inc. | AVAH | VIGANO PAUL R10%JOINT | Mar 19 | SPLAN | 2,170 | $5.46 | $12K | 1,451,778 |
| EverQuote, Inc. | EVER | BLUNDIN DAVID BDir | Mar 19 | SPLAN | 401 | $28.40 | $11K | 177,950 |
| Atlassian Corp | TEAM | Cannon-Brookes MichaelCEO | Mar 19 | SPLAN | 50 | $224.38 | $11K | 67,957 |
| Atlassian Corp | TEAM | Farquhar ScottDir | Mar 19 | SPLAN | 50 | $224.38 | $11K | 71,482 |
| CION Investment Corp | CION | BRESNER GREGG A.Pres | Mar 19 | P | 1,000 | $10.98 | $11K | 62,599 |
| RideNow Group, Inc. | RDNW | Cameron TkachCOO | Mar 19 | S | 1,553 | $3.10 | $5K | 389,379 |
| Aveanna Healthcare Holdings, Inc. | AVAH | WILLIAMS ROBERT M JR10%JOINT | Mar 19 | SPLAN | 817 | $5.46 | $4K | 546,457 |
| Aveanna Healthcare Holdings, Inc. | AVAH | VIGANO PAUL R10%JOINT | Mar 19 | SPLAN | 817 | $5.46 | $4K | 546,457 |
| Serve Robotics Inc. /DE/ | SERV | Abraham EuanChief | Mar 19 | S | 380 | $7.37 | $3K | 149,478 |
| EverQuote, Inc. | EVER | BLUNDIN DAVID BDir | Mar 19 | SPLAN | 47 | $28.40 | $1K | 3,509,042 |
| Ameresco, Inc. | AMRC | Chiplock MarkCFO | Mar 19 | SPLAN | 95 | $11.92 | $1K | 708 |
| Ameresco, Inc. | AMRC | Corrsin David JGC | Mar 19 | SPLAN | 64 | $11.92 | $763 | 471 |
| Ameresco, Inc. | AMRC | Corrsin David JGC | Mar 19 | SPLAN | 36 | $11.92 | $429 | 317 |