| Lycia Therapeutics, Inc. | LYCA | Venrock Healthcare Capital Partners III, L.P.10%JOINT | Oct 26 | P | 1,944,444 | $18.00 | $35.0M | 6,777,176 |
| Stride, Inc. | LRN | Dylan G. HaggartDirJOINT | Oct 26 | P | 90,856 | $78.44 | $7.1M | 1,898,911 |
| BENTLEY SYSTEMS INC | BSY | Raymond B. BentleyDir | Oct 26 | SPLAN | 139,135 | $40.05 | $5.6M | 14,660,607 |
| Scholar Rock Holding Corp | SRRK | Srinivas AkkarajuDir | Oct 26 | P | 97,982 | $41.59 | $4.1M | 723,020 |
| Alamar Biosciences, Inc. | ALMR | Qiming Corporate GP VI, Ltd.10%JOINT | Oct 26 | S | 86,008 | $30.52 | $2.6M | 6,222,686 |
| Accenture plc | ACN | Julie Spellman SweetCEO | Oct 26 | P | 10,100 | $246.17 | $2.5M | 48,910 |
| Scholar Rock Holding Corp | SRRK | Srinivas AkkarajuDir | Oct 26 | P | 48,988 | $41.59 | $2.0M | 6,380,517 |
| LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | Sven-Olof LindbladDir | Oct 26 | SPLAN | 47,666 | $35.26 | $1.7M | 10,168,602 |
| GROUP 1 AUTOMOTIVE INC | GPI | Conifer Management, L.L.C.10% | Oct 26 | P | 6,606 | $244.02 | $1.6M | 1,998,425 |
| UNITED THERAPEUTICS Corp | UTHR | Martine A. RothblattCEO | Oct 26 | SPLAN | 2,707 | $587.54 | $1.6M | 329,144 |
| Maplebear Inc. | CART | Chris RogersCEO | Oct 26 | SPLAN | 24,665 | $60.00 | $1.5M | 867,911 |
| HONEYWELL INTERNATIONAL INC | HON | Vimal KapurCEO | Oct 26 | S | 6,459 | $220.99 | $1.4M | 4,437 |
| Joint Stock Co Kaspi.kz | KSPI | Vyacheslav KimDirDERIV | Oct 26 | SPLAN | 14,166 | $90.84 | $1.3M? | 36,184,647derivatives |
| Willow Tree Capital Corp | 0001944831 | HERSHEY TRUST CO TRUSTEE IN TRUST FOR MILTON HERSHEY SCHOOL10% | Oct 26 | P | 76,982 | $15.95 | $1.2M | 3,071,756 |
| Joint Stock Co Kaspi.kz | KSPI | Vyacheslav KimDirDERIV | Oct 26 | SPLAN | 12,620 | $90.08 | $1.1M? | 36,198,813derivatives |
| Allegion plc | ALLE | Timothy P. EckersleyPres | Oct 26 | S | 6,364 | $178.62 | $1.1M | 22,028 |
| GROUP 1 AUTOMOTIVE INC | GPI | Conifer Management, L.L.C.10% | Oct 26 | P | 4,040 | $248.33 | $1.0M | 2,010,260 |
| VERISIGN INC/CA | VRSN | Danny R. McPhersonEVP | Oct 26 | S | 3,256 | $303.90 | $989K | 30,548 |
| Paylocity Holding Corp | PCTY | Steven I. SarowitzDir | Oct 26 | SPLAN | 5,300 | $176.50 | $935K | 4,364,769 |
| GROUP 1 AUTOMOTIVE INC | GPI | Conifer Management, L.L.C.10% | Oct 26 | P | 3,720 | $245.33 | $913K | 2,002,145 |
| Paylocity Holding Corp | PCTY | Steven I. SarowitzDir | Oct 26 | SPLAN | 5,117 | $175.75 | $899K | 4,370,069 |
| UNITED THERAPEUTICS Corp | UTHR | Martine A. RothblattCEO | Oct 26 | SPLAN | 1,492 | $586.54 | $875K | 331,851 |
| Allegion plc | ALLE | Tracy L. KempChief | Oct 26 | S | 4,469 | $178.81 | $799K | 11,358 |
| NORTHPOINTE BANCSHARES INC | NPB | Charles Alan WilliamsCEOJOINT | Oct 26 | P | 50,000 | $15.32 | $766K | 2,575,962 |
| NETFLIX INC | NFLX | Bradford L. SmithDir | Oct 26 | SPLAN | 11,980 | $63.55 | $761K | 85,690 |
| UNITED THERAPEUTICS Corp | UTHR | Martine A. RothblattCEO | Oct 26 | SPLAN | 1,280 | $589.64 | $755K | 326,623 |
| Alamar Biosciences, Inc. | ALMR | Qiming Corporate GP VI, Ltd.10%JOINT | Oct 26 | S | 24,027 | $30.52 | $733K | 1,738,314 |
| UNITED THERAPEUTICS Corp | UTHR | Martine A. RothblattCEO | Oct 26 | SPLAN | 1,241 | $588.47 | $730K | 327,903 |
| NORTHERN TRUST CORP | NTRS | Susan Cohen LevyGC | Oct 26 | S | 3,922 | $168.69 | $662K | 59,378 |
| HONEYWELL INTERNATIONAL INC | HON | Su Ping LuGC | Oct 26 | S | 2,943 | $221.18 | $651K | 6,631 |
| CrowdStrike Holdings, Inc. | CRWD | George KurtzCEO | Oct 26 | SPLAN | 2,450 | $262.32 | $643K | 7,382,224 |
| GROUP 1 AUTOMOTIVE INC | GPI | Conifer Management, L.L.C.10% | Oct 26 | P | 2,498 | $246.12 | $615K | 2,004,643 |
| Alamar Biosciences, Inc. | ALMR | Qiming Corporate GP VI, Ltd.10%JOINT | Oct 26 | S | 20,069 | $30.52 | $613K | 1,451,945 |
| AGNC Investment Corp. | AGNC | Peter J. FedericoCEO | Oct 26 | SPLAN | 67,794 | $8.87 | $601K | 1,846,083 |
| CrowdStrike Holdings, Inc. | CRWD | George KurtzCEO | Oct 26 | SPLAN | 2,190 | $261.71 | $573K | 7,384,674 |
| Accenture plc | ACN | Julie Spellman SweetCEO | Oct 26 | P | 2,100 | $245.11 | $515K | 38,810 |
| CrowdStrike Holdings, Inc. | CRWD | George KurtzCEO | Oct 26 | SPLAN | 1,960 | $260.39 | $510K | 7,386,864 |
| GROUP 1 AUTOMOTIVE INC | GPI | Conifer Management, L.L.C.10% | Oct 26 | P | 2,030 | $249.30 | $506K | 2,012,290 |
| Claritev Corp | CTEV | ARES MANAGEMENT LLC10%JOINT | Oct 26 | P | 20,834 | $24.07 | $501K | 1,933,939 |
| Claritev Corp | CTEV | ARES MANAGEMENT LLC10%JOINT | Oct 26 | P | 20,834 | $24.07 | $501K | 1,933,939 |
| UNITED THERAPEUTICS Corp | UTHR | Martine A. RothblattCEO | Oct 26 | SPLAN | 806 | $592.92 | $478K | 324,443 |
| HEALTHCARE SERVICES GROUP INC | HCSG | Jason J. BundickEVP | Oct 26 | S | 18,239 | $25.11 | $458K | 17,125 |
| Block, Inc. | XYZ | Anthony Mathew EisenDir | Oct 26 | SPLAN | 6,000 | $75.76 | $455K | 1,224,672 |
| UNITED THERAPEUTICS Corp | UTHR | Martine A. RothblattCEO | Oct 26 | SPLAN | 694 | $591.60 | $411K | 325,249 |
| UNITED THERAPEUTICS Corp | UTHR | Martine A. RothblattCEO | Oct 26 | SPLAN | 680 | $590.57 | $402K | 325,943 |
| Paylocity Holding Corp | PCTY | Steven I. SarowitzDir | Oct 26 | SPLAN | 2,283 | $174.90 | $399K | 4,375,186 |
| GROUP 1 AUTOMOTIVE INC | GPI | Conifer Management, L.L.C.10% | Oct 26 | P | 1,577 | $247.24 | $390K | 2,006,220 |
| SELECTIVE INSURANCE GROUP INC | SIGI | Cynthia S. NicholsonDir | Oct 26 | S | 3,691 | $98.71 | $364K | 17,463 |
| UNITED THERAPEUTICS Corp | UTHR | Martine A. RothblattCEO | Oct 26 | SPLAN | 600 | $585.71 | $351K | 333,343 |
| Guidewire Software, Inc. | GWRE | John P. MullenPres | Oct 26 | SPLAN | 1,800 | $187.19 | $337K | 176,447 |
| Dime Commercial Bancshares, Inc. /NY/ | DCOM | BASSWOOD CAPITAL MANAGEMENT, L.L.C.DirJOINT | Oct 26 | S | 7,648 | $43.05 | $329K | 867,831 |
| Stride, Inc. | LRN | Dylan G. HaggartDirJOINT | Oct 26 | P | 4,152 | $78.47 | $326K | 1,808,055 |
| Korro Bio, Inc. | KRRO | Lynx1 Capital Management LP10%JOINT | Oct 26 | P | 25,124 | $11.75 | $295K | 1,624,789 |
| NETFLIX INC | NFLX | Bradford L. SmithDir | Oct 26 | SPLAN | 4,200 | $65.14 | $274K | 79,690 |
| PIMCO Dynamic Income Strategy Fund | PDX | Saba Capital Management, L.P.10% | Oct 26 | S | 12,425 | $20.60 | $256K | 6,010,122 |
| INTERFACE INC | TILE | Laurel HurdCEO | Oct 26 | SPLAN | 7,000 | $36.42 | $255K | 492,978 |
| MACOM Technology Solutions Holdings, Inc. | MTSI | John KoberCFO | Oct 26 | SPLAN | 1,027 | $236.60 | $243K | 34,405 |
| CrowdStrike Holdings, Inc. | CRWD | George KurtzCEO | Oct 26 | SPLAN | 930 | $258.26 | $240K | 7,389,334 |
| Victoria's Secret & Co. | VSXY | Melinda R. McAfeeGC | Oct 26 | SPLAN | 2,500 | $95.00 | $238K | 163,817 |
| Dime Commercial Bancshares, Inc. /NY/ | DCOM | BASSWOOD CAPITAL MANAGEMENT, L.L.C.DirJOINT | Oct 26 | S | 5,438 | $43.05 | $234K | 379,338 |
| ConnectOne Bancorp, Inc. | CNOB | Elizabeth MagennisPres | Oct 26 | S | 6,900 | $32.67 | $225K | 137,383 |
| Guidewire Software, Inc. | GWRE | Michael George RosenbaumCEO | Oct 26 | SPLAN | 1,200 | $187.19 | $225K | 273,666 |
| Lycia Therapeutics, Inc. | LYCA | Venrock Healthcare Capital Partners III, L.P.10%JOINT | Oct 26 | P | 8,261 | $26.97 | $223K | 6,785,437 |
| Adaptive Biotechnologies Corp | ADPT | Julie RubinsteinCOO | Oct 26 | SPLAN | 8,503 | $25.94 | $221K | 381,180 |
| Accenture plc | ACN | Paula A. PriceDir | Oct 26 | P | 800 | $249.81 | $200K | 9,361 |
| BETA Technologies, Inc. | BETA | Kyle ClarkOfficer | Oct 26 | SPLAN | 10,000 | $19.76 | $198K | 5,005,936 |
| CrowdStrike Holdings, Inc. | CRWD | George KurtzCEO | Oct 26 | SPLAN | 720 | $263.53 | $190K | 7,381,504 |
| Paylocity Holding Corp | PCTY | Steven I. SarowitzDir | Oct 26 | SPLAN | 1,000 | $177.81 | $178K | 4,363,769 |
| FIRST INTERSTATE BANCSYSTEM INC | FIBK | Jonathan R. Scott10%JOINT | Oct 26 | S | 4,175 | $37.31 | $156K | 807,738 |
| CrowdStrike Holdings, Inc. | CRWD | George KurtzCEO | Oct 26 | SPLAN | 560 | $256.12 | $143K | 7,390,664 |
| STEWART INFORMATION SERVICES CORP | STC | Frederick H. EppingerCEO | Oct 26 | P | 3,000 | $44.45 | $133K | 173,675 |
| CrowdStrike Holdings, Inc. | CRWD | George KurtzCEO | Oct 26 | SPLAN | 510 | $259.57 | $132K | 7,388,824 |
| Grace Therapeutics, Inc. | GRCE | Opaleye Management Inc.10% | Oct 26 | P | 66,411 | $1.77 | $117K | 3,036,411 |
| NETFLIX INC | NFLX | Bradford L. SmithDir | Oct 26 | SPLAN | 1,800 | $64.61 | $116K | 83,890 |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | DSM | Saba Capital Management, L.P.10% | Oct 26 | P | 20,616 | $5.40 | $111K | 5,456,689 |
| Beacon Financial Corp | BBT | Thomas J. HollisterDir | Oct 26 | P | 3,450 | $30.43 | $105K | 28,876 |
| CrowdStrike Holdings, Inc. | CRWD | George KurtzCEO | Oct 26 | SPLAN | 400 | $257.33 | $103K | 7,390,264 |
| EUROSEAS LTD. | ESEA | Panagiotis KyriakopoulosDir | Oct 26 | S | 1,400 | $66.60 | $93K | 13,100 |
| Dime Commercial Bancshares, Inc. /NY/ | DCOM | BASSWOOD CAPITAL MANAGEMENT, L.L.C.DirJOINT | Oct 26 | S | 2,165 | $43.05 | $93K | 113,472 |
| EuroDry Ltd. | EDRY | Panagiotis KyriakopoulosDir | Oct 26 | S | 2,067 | $43.80 | $91K | 8,400 |
| Adaptive Biotechnologies Corp | ADPT | Julie RubinsteinCOO | Oct 26 | SPLAN | 3,378 | $26.30 | $89K | 377,802 |
| BNY MELLON STRATEGIC MUNICIPALS, INC. | LEO | Saba Capital Management, L.P.10% | Oct 26 | P | 12,583 | $5.76 | $72K | 6,559,772 |
| CrowdStrike Holdings, Inc. | CRWD | George KurtzCEO | Oct 26 | SPLAN | 280 | $255.47 | $72K | 7,391,224 |
| Alamar Biosciences, Inc. | ALMR | Qiming Corporate GP VI, Ltd.10%JOINT | Oct 26 | S | 2,313 | $30.52 | $71K | 167,440 |
| Zscaler, Inc. | ZS | Kevin RubinCFO | Oct 26 | SPLAN | 252 | $260.35 | $66K | 62,133 |
| FORUM ENERGY TECHNOLOGIES, INC. | FET | John C. IvascuGC | Oct 26 | S | 700 | $90.08 | $63K | 79,812 |
| UNITED COMMUNITY BANKS INC | UCB | Richard BradshawChief | Oct 26 | S | 1,339 | $37.17 | $50K | 82,060 |
| Sea Ltd | SE | Yanjun WangGC | Oct 26 | SPLAN | 659 | $74.03 | $49KFX | 72,780 |
| BYLINE BANCORP, INC. | BY | Pamela C. StewartDir | Oct 26 | P | 1,160 | $38.61 | $45K | 7,496 |
| LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | Sven-Olof LindbladDir | Oct 26 | SPLAN | 1,203 | $35.71 | $43K | 10,167,399 |
| Third Coast Bancshares, Inc. | TCBX | William BobboraOfficer | Oct 26 | P | 1,000 | $40.34 | $40K | 52,855 |
| LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | Sven-Olof LindbladDir | Oct 26 | SPLAN | 1,100 | $34.19 | $38K | 10,216,268 |
| Dime Commercial Bancshares, Inc. /NY/ | DCOM | BASSWOOD CAPITAL MANAGEMENT, L.L.C.DirJOINT | Oct 26 | S | 807 | $43.05 | $35K | 21,904 |
| Agora, Inc. | API | Bin ZhaoCEO | Oct 26 | PPLAN | 7,692 | $4.47 | $34K | 2,222,333 |
| Nebius Group N.V. | NBIS | Arne GrimmeDir | Oct 26 | PPLAN | 208 | $153.96 | $32K | 7,398 |
| Zscaler, Inc. | ZS | Kevin RubinCFO | Oct 26 | SPLAN | 120 | $259.73 | $31K | 62,385 |
| ELLSWORTH GROWTH & INCOME FUND LTD | ECF | Saba Capital Management, L.P.10% | Oct 26 | P | 2,618 | $11.43 | $30K | 1,795,073 |
| STUDIO CITY INTERNATIONAL HOLDINGS Ltd | MSC | Silver Point Capital, L.P.DirDERIV4/AJOINT | Oct 26 | P | 36,000 | $0.80 | $29K? | 31,343,563derivatives |
| KKR Income Opportunities Fund | KIO | Justin TakaoCFO | Oct 26 | P | 2,914 | $9.73 | $28K | 8,098 |
| Ategrity Specialty Insurance Co Holdings | ASIC | Chris SchenkOfficer | Oct 26 | P | 1,000 | $24.29 | $24K | 3,500 |
| STUDIO CITY INTERNATIONAL HOLDINGS Ltd | MSC | Silver Point Capital, L.P.DirDERIVCORRECTEDJOINT | Oct 26 | P | 30,000 | $0.80 | $24K? | 31,337,563derivatives |
| Boundless Bio, Inc. | BOLD | Kevin Tang10%JOINT | Oct 26 | P | 9,606 | $2.38 | $23K | 3,011,749 |
| OBOOK HOLDINGS INC. | OWLS | Chun Kai WangCEO | Oct 26 | P | 11,105 | $2.01 | $22K | 3,148,105 |
| Crestline Lending Solutions, LLC | 0002035713 | Shawn HessingDir | Oct 26 | P | 1,131 | $19.62 | $22K | 1,131 |
| CAPITAL CITY BANK GROUP INC | CCBG | William F. ButlerDir | Oct 26 | P | 392 | $51.07 | $20K | 7,137 |
| Beacon Financial Corp | BBT | John Buckley EaganGC | Oct 26 | S | 641 | $30.61 | $20K | 7,053 |
| VTEX | 0001793663 | de Faria Mariano GomideCEO | Oct 26 | SPLAN | 4,808 | $4.03 | $19K | 899,505 |
| VTEX | 0001793663 | Carmo Thomaz Junior Geraldo doCEO | Oct 26 | SPLAN | 4,808 | $4.03 | $19K | 1,126,817 |
| CONSUMERS BANCORP INC /OH/ | CBKM | Ralph J. Lober IICEO | Oct 26 | P | 500 | $31.97 | $16K | 81,853 |
| BECTON DICKINSON & CO | BDX | Michael FeldChief | Oct 26 | SPLAN | 76 | $198.13 | $15K | 19,568 |
| ZIPRECRUITER, INC. | ZIP | Ryan T. SakamotoGC | Oct 26 | SPLAN | 2,978 | $4.54 | $14K | 123,699 |
| Gabelli Healthcare & WellnessRx Trust | GRX | Saba Capital Management, L.P.10% | Oct 26 | P | 1,284 | $10.00 | $13K | 2,173,825 |
| Oak Valley Bancorp | OVLY | Don BartonDir | Oct 26 | SPLAN | 375 | $34.00 | $13K | 28,850 |
| PEOPLES BANCORP INC | PEBO | Dwight Eric SmithDir | Oct 26 | P | 300 | $38.66 | $12K | 10,556 |
| SMARTFINANCIAL INC. | SMBK | Rhett D. JordanChief | Oct 26 | S | 200 | $49.80 | $10K | 10,942 |
| NextCure, Inc. | NXTC | ADAR1 Capital Management, LLC10%JOINT | Oct 26 | P | 1,672 | $5.03 | $8K | 729,717 |
| Joint Stock Co Kaspi.kz | KSPI | Vyacheslav KimDirDERIV | Oct 26 | SPLAN | 89 | $91.75 | $8K? | 36,184,558derivatives |
| Zscaler, Inc. | ZS | Kevin RubinCFO | Oct 26 | SPLAN | 32 | $254.34 | $8K | 62,575 |
| Sea Ltd | SE | Yanjun WangGC | Oct 26 | SPLAN | 96 | $72.31 | $7KFX | 73,484 |
| Robinhood Ventures Fund I | RVI | Robinhood Markets, Inc.10% | Oct 26 | SPLAN | 225 | $25.00 | $6K | 12,922,004 |
| Zscaler, Inc. | ZS | Kevin RubinCFO | Oct 26 | SPLAN | 21 | $257.48 | $5K | 62,524 |
| Zscaler, Inc. | ZS | Kevin RubinCFO | Oct 26 | SPLAN | 20 | $261.27 | $5K | 62,113 |
| Zscaler, Inc. | ZS | Kevin RubinCFO | Oct 26 | SPLAN | 20 | $253.26 | $5K | 62,607 |
| Zscaler, Inc. | ZS | Kevin RubinCFO | Oct 26 | SPLAN | 19 | $258.62 | $5K | 62,505 |
| Dolphin Entertainment, Inc. | DLPN | William O'Dowd IVCEO | Oct 26 | PPLAN | 4,900 | $1.00 | $5K | 583,442 |
| Dime Commercial Bancshares, Inc. /NY/ | DCOM | BASSWOOD CAPITAL MANAGEMENT, L.L.C.DirJOINT | Oct 26 | S | 101 | $43.05 | $4K | 5,310 |
| Zscaler, Inc. | ZS | Kevin RubinCFO | Oct 26 | SPLAN | 16 | $256.31 | $4K | 62,545 |
| Zscaler, Inc. | ZS | Kevin RubinCFO | Oct 26 | SPLAN | 14 | $255.32 | $4K | 62,561 |
| Sea Ltd | SE | Yanjun WangGC | Oct 26 | SPLAN | 45 | $73.14 | $3KFX | 73,439 |
| Uxin Ltd | UXIN | Kun DaiCEO | Oct 26 | PPLAN | 3,117 | $0.88 | $3K | 126,348 |
| Criteo S.A. | CRTO | Connor McGogneyCFO | Oct 26 | S | 152 | $14.41 | $2K | 185,201 |
| Alamar Biosciences, Inc. | ALMR | Qiming Corporate GP VI, Ltd.10%JOINT | Oct 26 | S | 70 | $31.07 | $2K | 6,222,616 |
| Alamar Biosciences, Inc. | ALMR | Qiming Corporate GP VI, Ltd.10%JOINT | Oct 26 | S | 19 | $31.07 | $590 | 1,738,295 |
| Euroholdings Ltd. | EHLD | Panagiotis KyriakopoulosDir | Oct 26 | S | 44 | $11.90 | $524 | 5,876 |
| Fundrise Real Estate Interval Fund, LLC | 0001777677 | Alison StalochOfficer | Oct 26 | P | 42 | $11.94 | $500 | 4,247 |
| Alamar Biosciences, Inc. | ALMR | Qiming Corporate GP VI, Ltd.10%JOINT | Oct 26 | S | 16 | $31.07 | $497 | 1,451,929 |
| CTT PHARMACEUTICAL HOLDINGS, INC. | CTTH | CTT PHARMACEUTICAL HOLDINGS, INC.CEO | Oct 26 | P | 5,880 | $0.06 | $335 | 9,442,536 |
| UNITED COMMUNITY BANKS INC | UCB | Richard BradshawChief | Oct 26 | S | 6 | $36.98 | $222 | 82,054 |
| Alamar Biosciences, Inc. | ALMR | Qiming Corporate GP VI, Ltd.10%JOINT | Oct 26 | S | 2 | $31.07 | $62 | 167,438 |