NC05 · Every trade reported to the Clerk of the House under the STOCK Act. Counts include trades by a spouse or dependent child — the form does not let you separate the household. Amounts are brackets, and a report may be up to 45 days late: what that means.
| Asset | Ticker | Traded | Disclosed | Type | Amount |
|---|---|---|---|---|---|
| Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) | — | Jun 30 | Jul 1 | P | $1K–$15K |
| Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) | — | Jun 18 | Jul 1 | Spart | $15K–$50K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | Jun 18 | Jul 1 | Spart | $15K–$50K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | May 15 | Jun 1 | P | $1K–$15K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | Feb 13 | Feb 13 | P | $1K–$15K |
| Public Storage Common Stock (PSA) | PSA | Jan 12 | Feb 1 | S | $1K–$15K |
| Hercules Capital, Inc. Common Stock (HTGC) | HTGC | Jan 12 | Feb 1 | S | $50K–$100K |
| Ellington Financial Inc. Common Stock (EFC) | EFC | Dec 30 | Jan 5 | P | $1K–$15K |
| Hercules Capital, Inc. Common Stock (HTGC) | HTGC | Nov 19 | Dec 1 | P | $1K–$15K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | Nov 17 | Dec 1 | P | $1K–$15K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | Nov 14 | Dec 1 | P | $1K–$15K |
| Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) | — | Sep 30 | Oct 30 | P | $1K–$15K |
| Hercules Capital, Inc. Common Stock (HTGC) | HTGC | Sep 25 | Oct 3 | Spart | $15K–$50K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | Sep 25 | Oct 3 | Spart | $1K–$15K |
| Hercules Capital, Inc. Common Stock (HTGC) | HTGC | Aug 19 | Sep 2 | P | $1K–$15K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | Aug 14 | Sep 2 | P | $1K–$15K |
| Ellington Financial Inc. Common Stock (EFC) | EFC | Jun 30 | Jul 1 | P | $1K–$15K |
| Energy Transfer LP Common Units (ET) | ET | Jun 24 | Jul 1 | Spart | $15K–$50K |
| Bristol-Myers Squibb Company Common Stock (BMY) | BMY | Jun 24 | Jul 1 | S | $1K–$15K |
| Hercules Capital, Inc. Common Stock (HTGC) | HTGC | May 20 | Jun 3 | P | $1K–$15K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | May 15 | Jun 3 | P | $1K–$15K |
| Ellington Financial Inc. Common Stock (EFC) | EFC | Mar 31 | Apr 2 | P | $1K–$15K |
| Pembina Pipeline Corp. Ordinary Shares (PBA) | PBA | Mar 7 | Apr 2 | S | $50K–$100K |
| FLEX LNG Ltd. Ordinary Shares (FLNG) | FLNG | Mar 7 | Apr 2 | S | $15K–$50K |
| Energy Transfer LP Common Units (ET) | ET | Mar 7 | Apr 2 | Spart | $50K–$100K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | Mar 7 | Apr 2 | Spart | $15K–$50K |
| Hercules Capital, Inc. Common Stock (HTGC) | HTGC | Mar 5 | Apr 2 | P | $1K–$15K |
| Energy Transfer LP Common Units (ET) | ET | Feb 19 | Mar 1 | P | $1K–$15K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | Feb 14 | Mar 1 | P | $1K–$15K |
| Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) | — | Dec 30 | Jan 6 | P | $1K–$15K |
| Via Renewables, Inc. - 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock (VIASP) | VIASP | Dec 6 | Jan 6 | S | $50K–$100K |
| Public Storage Common Stock (PSA) | PSA | Dec 6 | Jan 6 | P | $1K–$15K |
| Pembina Pipeline Corp. Ordinary Shares (PBA) | PBA | Dec 6 | Jan 6 | Spart | $50K–$100K |
| Johnson & Johnson Common Stock (JNJ) | JNJ | Dec 6 | Jan 6 | P | $1K–$15K |
| FLEX LNG Ltd. Ordinary Shares (FLNG) | FLNG | Dec 6 | Jan 6 | Spart | $15K–$50K |
| Energy Transfer LP Common Units (ET) | ET | Dec 6 | Jan 6 | Spart | $15K–$50K |
| Duke Energy Corporation (DUK) | DUK | Dec 6 | Jan 6 | P | $1K–$15K |
| Bristol-Myers Squibb Company Common Stock (BMY) | BMY | Dec 6 | Jan 6 | P | $1K–$15K |
| AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) | — | Dec 6 | Jan 6 | S | $50K–$100K |
| Ardmore Shipping Corporation Common Stock (ASC) | ASC | Dec 6 | Jan 6 | Spart | $15K–$50K |
| Amgen Inc. - Common Stock (AMGN) | AMGN | Dec 6 | Jan 6 | P | $1K–$15K |
| American Electric Power Company, Inc. (AEP) | AEP | Dec 6 | Jan 6 | P | $1K–$15K |
| Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) | ARLP | Dec 6 | Jan 6 | Spart | $15K–$50K |
| AbbVie Inc. Common Stock (ABBV) | ABBV | Dec 6 | Jan 6 | P | $1K–$15K |