| Zone Frontier Inc. | ZONE | Tyler Lewis HassenCEO | Oct 16 | P | 500,000 | $0.11 | $55K |
| StandardAero, Inc. | SARO | Michael L. KaplanGC | Oct 16 | S | 780 | $21.24 | $17K |
| Grupo Aeromexico, S.A.B. de C.V. | AERO | Pando Antonio CosioDirDERIV | May 6 | P | 15,446 | $16.18 | $250K? |
| Primoris Services Corp | PRIM | Terry D. McCallisterDir | Oct 15 | P | 22 | $79.98 | $2K |
| SONIC AUTOMOTIVE INC | SAH | Paul P. Rusnak10% | Oct 14 | P | 12,555 | $59.90 | $752K |
| KINGSWAY Corp | KWY | John Taylor Maloney FitzgeraldCEO | Oct 15 | P | 357 | $9.74 | $3K |
| KINGSWAY Corp | KWY | Kent A. HansenCFO | Oct 16 | P | 160 | $9.74 | $2K |
| BIP Ventures Evergreen BDC | 0001950572 | Mark FlickingerCOO | Oct 15 | P | 1,207 | $34.79 | $42K |
| BIP Ventures Evergreen BDC | 0001950572 | Mark FlickingerCOO | Oct 15 | P | 1,064 | $34.79 | $37K |
| Nuveen Quality Municipal Income Fund | NAD | Terence J. TothOther | Oct 14 | P | 0 | $10.13 | $4 |
| Nuveen Quality Municipal Income Fund | NAD | Terence J. TothOther | Oct 14 | P | 3 | $10.13 | $30 |
| Nuveen Quality Municipal Income Fund | NAD | Terence J. TothOther | Oct 14 | P | 2,500 | $10.12 | $25K |
| Nuveen Quality Municipal Income Fund | NAD | Terence J. TothOther | Oct 14 | P | 4,587 | $10.13 | $46K |
| New ERA Energy & Digital, Inc. | NUAI | Kent C. McCarthy10%DERIVJOINT | Oct 14 | P | 500,000 | $0.48 | $242K? |
| New ERA Energy & Digital, Inc. | NUAI | Kent C. McCarthy10%DERIVJOINT | Oct 14 | S | 200,000 | $1.26 | $253K? |
| New ERA Energy & Digital, Inc. | NUAI | Kent C. McCarthy10%DERIVJOINT | Oct 14 | S | 50,000 | $0.56 | $28K? |
| New ERA Energy & Digital, Inc. | NUAI | Kent C. McCarthy10%JOINT | Oct 14 | S | 4,090,000 | $3.61 | $14.8M |
| New ERA Energy & Digital, Inc. | NUAI | Kent C. McCarthy10%JOINT | Oct 14 | S | 200,000 | $3.91 | $782K |
| MapLight Therapeutics, Inc. | MPLT | Anatol KreitzerChief | Oct 15 | S | 12,248 | $7.84 | $96K |
| MapLight Therapeutics, Inc. | MPLT | Jonathan GillisCFO | Oct 15 | S | 10,167 | $8.08 | $82K |
| MapLight Therapeutics, Inc. | MPLT | James Woodruff LillieChief | Oct 15 | S | 11,513 | $8.08 | $93K |
| MapLight Therapeutics, Inc. | MPLT | Kristopher HansonGC | Oct 15 | S | 9,020 | $8.08 | $73K |
| MapLight Therapeutics, Inc. | MPLT | Erin Pennock FoffCMO | Oct 15 | S | 15,355 | $8.08 | $124K |
| MapLight Therapeutics, Inc. | MPLT | Christopher A. KroegerCEO | Oct 15 | S | 73,691 | $8.08 | $595K |
| Oil-Dri Corp of America | ODC | Amy RyanDir | Oct 16 | S | 1,100 | $78.80 | $87K |
| Oil-Dri Corp of America | ODC | Christopher B. LamsonPres | Oct 15 | S | 7,000 | $80.27 | $562K |
| Aptera Motors Corp | SEV | Todd M. ButzDir | Aug 7 | S | 15,761 | $2.09 | $33K |
| Aptera Motors Corp | SEV | Anthony Campbell KirtonDir | Aug 7 | S | 13,612 | $2.09 | $28K |
| Aptera Motors Corp | SEV | Steve FambroCEO | Aug 4 | S | 5,994 | $1.89 | $11K |
| Aptera Motors Corp | SEV | Steve FambroCEO | Aug 3 | S | 6,517 | $1.77 | $12K |
| Aptera Motors Corp | SEV | Steve FambroCEO | May 29 | S | 7,975 | $2.33 | $19K |
| Aptera Motors Corp | SEV | Steve FambroCEO | May 28 | S | 7,647 | $2.45 | $19K |
| Everpure, Inc. | P | Scott DietzenDir | Oct 14 | S | 5,644 | $142.13 | $802K |
| Everpure, Inc. | P | Scott DietzenDir | Oct 14 | S | 24,356 | $141.35 | $3.4M |
| Everpure, Inc. | P | Scott DietzenDir | Oct 14 | S | 13,680 | $142.08 | $1.9M |
| Everpure, Inc. | P | Scott DietzenDir | Oct 14 | S | 16,320 | $141.38 | $2.3M |
| Aptera Motors Corp | SEV | Christopher Lee AnthonyCEO | Aug 4 | S | 5,994 | $1.89 | $11K |
| Aptera Motors Corp | SEV | Christopher Lee AnthonyCEO | Aug 3 | S | 6,517 | $1.77 | $12K |
| Aptera Motors Corp | SEV | Christopher Lee AnthonyCEO | May 29 | S | 7,976 | $2.33 | $19K |
| Aptera Motors Corp | SEV | Christopher Lee AnthonyCEO | May 28 | S | 7,647 | $2.45 | $19K |
| XCF Global, Inc. | SAFX | EEME Energy SPV I, LLC10% | Oct 16 | P | 119,397,858 | $1.19 | $142.1M |
| Goldman Sachs BDC, Inc. | GSBD | Timothy J. LeachDir4/A | Jun 10 | P | 11,075 | $9.04 | $100K |
| Keenova Therapeutics plc | 0001567892 | GOLDENTREE ASSET MANAGEMENT LP10%JOINT | Oct 14 | P | 137,000 | $90.00 | $12.3MFX |
| Beta Bionics, Inc. | BBNX | Mark HopmanChief | Oct 14 | S | 775 | $17.35 | $13K |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 9,989 | $128.28 | $1.3M |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 45,075 | $128.28 | $5.8M |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 45,075 | $128.28 | $5.8M |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 84,507 | $128.28 | $10.8M |
| Byrna Technologies Inc. | BYRN | Adam L. RothDir | Oct 15 | P | 2,500 | $4.75 | $12K |
| Byrna Technologies Inc. | BYRN | Adam L. RothDir | Oct 15 | P | 7,500 | $4.78 | $36K |
| Byrna Technologies Inc. | BYRN | Adam L. RothDir | Oct 14 | P | 5,000 | $4.53 | $23K |
| PAYCHEX INC | PAYX | Joseph M. VelliDir | Oct 14 | S | 7,839 | $107.68 | $844K |
| BIP Ventures Evergreen BDC | 0001950572 | Mark BuffingtonCEO | Oct 15 | P | 1,437 | $34.79 | $50K |
| Newegg Commerce, Inc. | NEGG | Fred Faching ChangDir | Oct 15 | S | 3,582 | $11.05 | $40K |
| Newegg Commerce, Inc. | NEGG | Fred Faching ChangDir | Oct 14 | S | 3,582 | $10.64 | $38K |
| IDT CORP | IDT | Judah SchorrDir | Oct 15 | S | 7,717 | $81.57 | $629K |
| IDT CORP | IDT | Judah SchorrDir | Oct 14 | S | 6,036 | $81.76 | $494K |
| Nuveen Municipal Credit Income Fund | NZF | Terence J. TothOther | Oct 14 | S | 6,677 | $10.76 | $72K |
| Pampa Energy Inc. | PAM | Marcos Marcelo MindlinDir | Oct 15 | P | 435,000 | $80.78 | $35.1M? |
| ULTRAPAR HOLDINGS INC | UGP | Neto Francisco SaDirDERIV | Oct 14 | S | 128,700 | $7.77 | $1000K? |
| MDB Capital Holdings, LLC | MDBH | Christopher A. MarlettOfficer | Oct 15 | P | 917 | $1.93 | $2K |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 6,800 | $11.54 | $78K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 11,900 | $11.54 | $137K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 300 | $11.54 | $3K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 200 | $11.54 | $2K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 7,600 | $11.54 | $88K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 36,000 | $11.54 | $415K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDir | Oct 14 | S | 29,700 | $11.50 | $342KFX |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDir | Oct 14 | S | 51,700 | $11.50 | $595KFX |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDir | Oct 14 | S | 1,300 | $11.50 | $15KFX |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDir | Oct 14 | S | 1,000 | $11.50 | $12KFX |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDir | Oct 14 | S | 33,300 | $11.50 | $383KFX |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDir | Oct 14 | S | 155,900 | $11.50 | $1.8MFX |
| JAPAN SMALLER CAPITALIZATION FUND INC | JOF | Saba Capital Management, L.P.10% | Oct 14 | P | 13,133 | $12.33 | $162K |
| GERMAN AMERICAN BANCORP, INC. | GABC | Zachary W. BawelDir | Oct 15 | P | 344 | $49.66 | $17K |
| GERMAN AMERICAN BANCORP, INC. | GABC | Christina M. RyanDir | Oct 15 | P | 2 | $49.66 | $100 |
| GERMAN AMERICAN BANCORP, INC. | GABC | Andrew M. SegerDir | Oct 15 | P | 2 | $49.66 | $100 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 500 | $7.70 | $4K |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | S | 100 | $7.72 | $772 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | P | 2,000 | $8.13 | $16K |
| KALTURA INC | KLTR | Eynav AzariaOfficer | Oct 15 | S | 8,037 | $1.43 | $11K |
| KALTURA INC | KLTR | Eynav AzariaOfficer | Oct 14 | S | 2,665 | $1.40 | $4K |
| UMH PROPERTIES, INC. | UMH | William Edward MitchellDir | Oct 15 | P | 68 | $14.63 | $1K |
| UMH PROPERTIES, INC. | UMH | Kevin S. MillerCFO | Oct 15 | P | 68 | $14.63 | $1K |
| Borr Drilling Ltd | BORR | Harvey Edward SnowlingCOO | Oct 14 | S | 300,000 | $4.91 | $1.5M |
| Borr Drilling Ltd | BORR | Harvey Edward SnowlingCOO | Oct 14 | P | 300,000 | $4.91 | $1.5M |