| Zone Frontier Inc. | ZONE | Tyler Lewis HassenCEO | Oct 16 | P | 500,000 | $0.11 | $55K |
| Grupo Aeromexico, S.A.B. de C.V. | AERO | Pando Antonio CosioDirDERIV | May 6 | P | 15,446 | $16.18 | $250K? |
| Primoris Services Corp | PRIM | Terry D. McCallisterDir | Oct 15 | P | 22 | $79.98 | $2K |
| SONIC AUTOMOTIVE INC | SAH | Paul P. Rusnak10% | Oct 14 | P | 12,555 | $59.90 | $752K |
| KINGSWAY Corp | KWY | John Taylor Maloney FitzgeraldCEO | Oct 15 | P | 357 | $9.74 | $3K |
| KINGSWAY Corp | KWY | Kent A. HansenCFO | Oct 16 | P | 160 | $9.74 | $2K |
| BIP Ventures Evergreen BDC | 0001950572 | Mark FlickingerCOO | Oct 15 | P | 1,207 | $34.79 | $42K |
| BIP Ventures Evergreen BDC | 0001950572 | Mark FlickingerCOO | Oct 15 | P | 1,064 | $34.79 | $37K |
| Nuveen Quality Municipal Income Fund | NAD | Terence J. TothOther | Oct 14 | P | 0 | $10.13 | $4 |
| Nuveen Quality Municipal Income Fund | NAD | Terence J. TothOther | Oct 14 | P | 3 | $10.13 | $30 |
| Nuveen Quality Municipal Income Fund | NAD | Terence J. TothOther | Oct 14 | P | 2,500 | $10.12 | $25K |
| Nuveen Quality Municipal Income Fund | NAD | Terence J. TothOther | Oct 14 | P | 4,587 | $10.13 | $46K |
| New ERA Energy & Digital, Inc. | NUAI | Kent C. McCarthy10%DERIVJOINT | Oct 14 | P | 500,000 | $0.48 | $242K? |
| XCF Global, Inc. | SAFX | EEME Energy SPV I, LLC10% | Oct 16 | P | 119,397,858 | $1.19 | $142.1M |
| Goldman Sachs BDC, Inc. | GSBD | Timothy J. LeachDir4/A | Jun 10 | P | 11,075 | $9.04 | $100K |
| Keenova Therapeutics plc | 0001567892 | GOLDENTREE ASSET MANAGEMENT LP10%JOINT | Oct 14 | P | 137,000 | $90.00 | $12.3MFX |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 9,989 | $128.28 | $1.3M |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 45,075 | $128.28 | $5.8M |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 45,075 | $128.28 | $5.8M |
| PEPSICO INC | PEP | Robert C. PohladDir | Oct 14 | P | 84,507 | $128.28 | $10.8M |
| Byrna Technologies Inc. | BYRN | Adam L. RothDir | Oct 15 | P | 2,500 | $4.75 | $12K |
| Byrna Technologies Inc. | BYRN | Adam L. RothDir | Oct 15 | P | 7,500 | $4.78 | $36K |
| Byrna Technologies Inc. | BYRN | Adam L. RothDir | Oct 14 | P | 5,000 | $4.53 | $23K |
| BIP Ventures Evergreen BDC | 0001950572 | Mark BuffingtonCEO | Oct 15 | P | 1,437 | $34.79 | $50K |
| Pampa Energy Inc. | PAM | Marcos Marcelo MindlinDir | Oct 15 | P | 435,000 | $80.78 | $35.1M? |
| MDB Capital Holdings, LLC | MDBH | Christopher A. MarlettOfficer | Oct 15 | P | 917 | $1.93 | $2K |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 6,800 | $11.54 | $78K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 11,900 | $11.54 | $137K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 300 | $11.54 | $3K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 200 | $11.54 | $2K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 7,600 | $11.54 | $88K? |
| AXIA Energia S.A. | AXIA3 | de Lima Filho Pedro BatistaDirDERIV | Oct 14 | P | 36,000 | $11.54 | $415K? |
| JAPAN SMALLER CAPITALIZATION FUND INC | JOF | Saba Capital Management, L.P.10% | Oct 14 | P | 13,133 | $12.33 | $162K |
| GERMAN AMERICAN BANCORP, INC. | GABC | Zachary W. BawelDir | Oct 15 | P | 344 | $49.66 | $17K |
| GERMAN AMERICAN BANCORP, INC. | GABC | Christina M. RyanDir | Oct 15 | P | 2 | $49.66 | $100 |
| GERMAN AMERICAN BANCORP, INC. | GABC | Andrew M. SegerDir | Oct 15 | P | 2 | $49.66 | $100 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | BANK OF AMERICA CORP /DE/10%JOINT | Oct 14 | P | 2,000 | $8.13 | $16K |
| UMH PROPERTIES, INC. | UMH | William Edward MitchellDir | Oct 15 | P | 68 | $14.63 | $1K |
| UMH PROPERTIES, INC. | UMH | Kevin S. MillerCFO | Oct 15 | P | 68 | $14.63 | $1K |
| Borr Drilling Ltd | BORR | Harvey Edward SnowlingCOO | Oct 14 | P | 300,000 | $4.91 | $1.5M |
| Borr Drilling Ltd | BORR | Tor Olav TroimDir | Oct 15 | P | 500,000 | $4.60 | $2.3M |
| EuroDry Ltd. | EDRY | Aristeidis P. PittasDir | Oct 15 | P | 300 | $48.17 | $14K |
| EuroDry Ltd. | EDRY | Aristeidis P. PittasDir | Oct 15 | P | 300 | $48.17 | $14K |
| Baozun Inc. | BZUN | Wenbin QiuCEO | Oct 14 | P | 5,800 | $3.44 | $20K |
| JEWETT CAMERON TRADING CO LTD | JCTC | AJB Investment Fund II, LP10%4/AJOINT | Oct 13 | P | 883 | $2.91 | $3K |
| TEG OVERSEAS, INC. | TEGO | Jakhongir Abidovich Artikkhodjaev10% | Oct 13 | P | 124,506,935 | — | — |
| TEG OVERSEAS, INC. | TEGO | Tourism & Entertainment Group, LLC10% | Oct 13 | P | 124,506,935 | — | — |
| JEWETT CAMERON TRADING CO LTD | JCTC | AJB Investment Fund II, LP10%JOINT | Oct 15 | P | 2,782 | $2.91 | $8K |
| JEWETT CAMERON TRADING CO LTD | JCTC | AJB Investment Fund II, LP10%JOINT | Oct 14 | P | 973 | $2.91 | $3K |
| JEWETT CAMERON TRADING CO LTD | JCTC | AJB Investment Fund II, LP10%JOINT | Oct 13 | P | 883 | $2.91 | $3K |
| Bluerock Private Real Estate Fund | BPRE | Ryan S. MacDonaldDir | Oct 13 | P | 120 | $12.80 | $2K |
| Bluerock Private Real Estate Fund | BPRE | Jordan B. RuddyPres | Oct 14 | P | 3,520 | $12.59 | $44K |
| Terrestrial Energy Inc. /DE/ | IMSR | Charles G. PardeeDir | Oct 14 | P | 7,500 | $2.95 | $22K |
| Frazier Life Sciences Acquisition Corp. II | FLSC | Albert ChaCEOJOINT | Oct 15 | P | 300,000 | $10.00 | $3.0M |
| InMed Pharmaceuticals Inc. | INM | ADAR1 Capital Management, LLC10%JOINT | Oct 15 | P | 984 | $1.32 | $1K |
| InMed Pharmaceuticals Inc. | INM | ADAR1 Capital Management, LLC10%JOINT | Oct 14 | P | 8,021 | $1.33 | $11K |
| InMed Pharmaceuticals Inc. | INM | ADAR1 Capital Management, LLC10%JOINT | Oct 13 | P | 564 | $1.33 | $750 |
| TRex Bio, Inc. | TRXB | Alexandria Venture Investments, LLC10% | Oct 13 | P | 178,571 | $14.00 | $2.5M |
| PROTHENA CORP PUBLIC LTD CO | PRTA | William P. Scully10% | Oct 14 | P | 10,000 | $8.46 | $85K |
| PROTHENA CORP PUBLIC LTD CO | PRTA | William P. Scully10% | Oct 13 | P | 100,000 | $8.35 | $835K |
| DUOS TECHNOLOGIES GROUP, INC. | DUOT | Frank Douglas ReckerCEO4/A | Sep 22 | P | 9,250 | $9.14 | $85K |
| Sprinklr, Inc. | CXM | Stephen M. Ward Jr.Dir | Oct 13 | P | 150,000 | $5.67 | $851K |
| Digi Power X Inc. | DGXX | Michel AmarCEO | Oct 14 | P | 20,000 | $2.76 | $55K |
| UNION BANKSHARES INC | UNB | Steven P. CoteDir | Sep 17 | P | 418 | $23.73 | $10K |
| MEXICO EQUITY & INCOME FUND INC | MXF | Saba Capital Management, L.P.10% | Oct 14 | P | 12,791 | $19.88 | $254K |
| NEW GERMANY FUND INC | GF | Saba Capital Management, L.P.10% | Oct 14 | P | 1,662 | $10.25 | $17K |
| NEW GERMANY FUND INC | GF | Saba Capital Management, L.P.10% | Oct 13 | P | 3,678 | $10.27 | $38K |
| ELLSWORTH GROWTH & INCOME FUND LTD | ECF | Saba Capital Management, L.P.10% | Oct 14 | P | 56,083 | $11.74 | $658K |
| MDB Capital Holdings, LLC | MDBH | Christopher A. MarlettOfficer | Oct 13 | P | 10,000 | $1.99 | $20K |
| CRESUD INC | CRESY | Alejandro Gustavo ElsztainDir | Oct 15 | P | 8,295 | $11.18 | $93K |
| Gold.com, Inc. | GOLD | Tether Global Investments Fund, S.I.C.A.F., S.A.10%JOINT | Oct 14 | P | 25,200 | $39.63 | $999K |
| Gold.com, Inc. | GOLD | Tether Global Investments Fund, S.I.C.A.F., S.A.10%JOINT | Oct 13 | P | 42,682 | $39.92 | $1.7M |
| Invesco Municipal Opportunity Trust | VMO | Rebecca SetcavageOther | Oct 13 | P | 3,000 | $8.64 | $26K |
| BANK BRADESCO | BBD | Oliveira Andre Luis Duarte deOfficer4/A | Sep 18 | P | 63,861 | $17.98 | $1.1M |
| QTREX Quantum Ltd. | QTEX | Tal ParnesDir | Oct 15 | P | 6,666 | $1.50 | $10K |
| Borr Drilling Ltd | BORR | Tor Olav TroimDir | Oct 14 | P | 750,000 | $4.72 | $3.5M |
| NeoVolta Inc. | NEOV | John A. HassDir | Sep 30 | P | 25,000 | $2.61 | $65K |
| Zone Frontier Inc. | ZONE | Tyler Lewis HassenCEO | Oct 14 | P | 750,000 | $0.11 | $85K |
| Inhibrx Biosciences, Inc. | INBX | Mark LappeCEO | Oct 14 | P | 100 | $85.76 | $9K |
| Inhibrx Biosciences, Inc. | INBX | Mark LappeCEO | Oct 14 | P | 2,451 | $85.00 | $208K |
| Inhibrx Biosciences, Inc. | INBX | Mark LappeCEO | Oct 14 | P | 2,449 | $84.07 | $206K |
| Inhibrx Biosciences, Inc. | INBX | Mark LappeCEO | Oct 14 | P | 100 | $85.76 | $9K |
| Inhibrx Biosciences, Inc. | INBX | Mark LappeCEO | Oct 14 | P | 2,470 | $85.00 | $210K |
| Inhibrx Biosciences, Inc. | INBX | Mark LappeCEO | Oct 14 | P | 2,470 | $84.07 | $208K |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 14 | P | 157,661 | $12.63 | $2.0M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 13 | P | 110,964 | $12.85 | $1.4M |
| Bluerock Private Real Estate Fund | BPRE | Ramin KamfarDir | Oct 12 | P | 158,984 | $12.96 | $2.1M |
| STUDIO CITY INTERNATIONAL HOLDINGS Ltd | MSC | Silver Point Capital, L.P.DirDERIVJOINT | Oct 14 | P | 5,000 | $0.96 | $5K? |
| STUDIO CITY INTERNATIONAL HOLDINGS Ltd | MSC | Silver Point Capital, L.P.DirDERIVJOINT | Oct 13 | P | 120,000 | $0.96 | $115K? |
| STUDIO CITY INTERNATIONAL HOLDINGS Ltd | MSC | Silver Point Capital, L.P.DirDERIVJOINT | Oct 12 | P | 128,000 | $0.96 | $123K? |
| STUDIO CITY INTERNATIONAL HOLDINGS Ltd | MSC | Silver Point Capital, L.P.DirDERIVJOINT | Oct 9 | P | 29,000 | $0.98 | $28K? |
| CROSS TIMBERS ROYALTY TRUST | CRT | Eric L. Oliver10%JOINT | Oct 13 | P | 1,377 | $12.23 | $17K |
| CROSS TIMBERS ROYALTY TRUST | CRT | Eric L. Oliver10%JOINT | Oct 12 | P | 4,817 | $12.00 | $58K |
| Dole plc | DOLE | Pale Fire Capital SE10%JOINT | Oct 12 | P | 5,700 | $13.28 | $76K |
| authID Inc. | AUID | Stephen Jeffrey Garchik10%DERIV | Sep 15 | P | 375,000 | $0.00 | —? |
| authID Inc. | AUID | Stephen Jeffrey Garchik10%DERIV | Sep 15 | P | — | $150,000.00 | — |
| New ERA Energy & Digital, Inc. | NUAI | Kent C. McCarthy10%JOINT | Oct 9 | P | 250,000 | $4.77 | $1.2M |
| QVC Group, Inc. | QVCG | GOLDENTREE ASSET MANAGEMENT LP10%JOINT | Oct 9 | P | 1,352,000 | $12.35 | $16.7M |
| ELLSWORTH GROWTH & INCOME FUND LTD | ECF | Saba Capital Management, L.P.10% | Oct 12 | P | 14,600 | $12.03 | $176K |
| NEW GERMANY FUND INC | GF | Saba Capital Management, L.P.10% | Oct 12 | P | 3,100 | $10.32 | $32K |