| Apogee Acquisition Corp | AACP | APOGEE ACQUISITION SPONSOR LLCCEODERIVJOINT | Oct 14 | J | 36,000 | — | — |
| Apogee Acquisition Corp | AACP | APOGEE ACQUISITION SPONSOR LLCCEODERIVJOINT | Oct 13 | J | 50,000 | — | — |
| Apogee Acquisition Corp | AACP | Thomas Lloyd WatsonCOODERIV | Oct 14 | J | 36,000 | — | — |
| Four Corners Property Trust, Inc. | FCPT | Barbara Angelica Faylona JesueleDir | Oct 15 | J | 128 | — | — |
| Four Corners Property Trust, Inc. | FCPT | Douglas B. HansenDir | Oct 15 | J | 44 | — | — |
| Four Corners Property Trust, Inc. | FCPT | Niccole StewartCAO | Oct 15 | J | 44 | — | — |
| Four Corners Property Trust, Inc. | FCPT | Patrick L. WernigCFO | Oct 15 | J | 155 | — | — |
| Four Corners Property Trust, Inc. | FCPT | Patrick L. WernigCFO | Oct 15 | J | 343 | — | — |
| Four Corners Property Trust, Inc. | FCPT | Marran H. OgilvieDir | Oct 15 | J | 335 | — | — |
| Four Corners Property Trust, Inc. | FCPT | Elizabeth TennicanDir | Oct 15 | J | 194 | — | — |
| Four Corners Property Trust, Inc. | FCPT | Toni S. SteeleDir | Oct 15 | J | 162 | — | — |
| Four Corners Property Trust, Inc. | FCPT | Michael Lawrence FriedlandDir | Oct 15 | J | 44 | — | — |
| Four Corners Property Trust, Inc. | FCPT | William H. LenehanCEO | Oct 15 | J | 744 | — | — |
| Four Corners Property Trust, Inc. | FCPT | William H. LenehanCEO | Oct 15 | J | 39 | — | — |
| Four Corners Property Trust, Inc. | FCPT | Charles JemleyDir | Oct 15 | J | 266 | — | — |
| Four Corners Property Trust, Inc. | FCPT | James L. BratChief | Oct 15 | J | 174 | — | — |
| Four Corners Property Trust, Inc. | FCPT | James L. BratChief | Oct 15 | J | 97 | — | — |
| MARKEL GROUP INC. | MKL | Brian J. CostanzoCFO | Sep 30 | J | 2 | $1,455.58 | $3K |
| MiniMed Group, Inc. | MMED | Medtronic plc10% | Oct 15 | J | 252,813,348 | — | — |
| PAYCHEX INC | PAYX | Joseph DoodyDir | Oct 16 | J | 725 | $0.00 | — |
| ASSOCIATED BANC-CORP | ASB | Steven S. ZandpourEVP | Oct 15 | J | 85 | $28.52 | $2K |
| ASSOCIATED BANC-CORP | ASB | Terry Lynn WilliamsChief | Oct 15 | J | 80 | $28.52 | $2K |
| ASSOCIATED BANC-CORP | ASB | John A. UtzPres | Oct 15 | J | 47 | $28.52 | $1K |
| ASSOCIATED BANC-CORP | ASB | Julio MansoEVP | Oct 15 | J | 14 | $28.52 | $413 |
| ASSOCIATED BANC-CORP | ASB | Nicole M. KitowskiPres | Oct 15 | J | 26 | $28.52 | $755 |
| DWS MUNICIPAL INCOME TRUST | KTF | Chase Bank N.A. JPMorgan10% | Oct 14 | J | 3,800 | — | — |
| Unity Software Inc. | U | Roelof BothaDir | Oct 13 | J | 1,164,658 | $0.00 | — |
| BRC Inc. | BRCC | Evan HaferOfficerJOINT | Oct 15 | JPLAN | 15,304 | $0.00 | — |
| BRC Inc. | BRCC | Evan HaferOfficerJOINT | Oct 14 | JPLAN | 200 | $0.00 | — |
| BRC Inc. | BRCC | Evan HaferOfficerJOINT | Oct 13 | JPLAN | 200 | $0.00 | — |
| Rantizo | RNTZ | Xiaoyan LiaoOfficer | Oct 9 | J | 782,372 | $7.37 | $5.8M |
| Nuveen Minnesota Quality Municipal Income Fund | NMS | BANK OF AMERICA CORP /DE/10%JOINT | Oct 13 | J | 20 | — | — |
| SKK Holdings Ltd | SKK | Chun Seong NgCOO | Oct 9 | J | 233,517 | $7.37 | $1.7M |
| SKK Holdings Ltd | SKK | Koon Kiat SzeCEO | Oct 9 | J | 1,284,960 | $0.00 | — |
| SKK Holdings Ltd | SKK | Marianne McInerneyPres | Oct 9 | J | 1,059,519 | $0.00 | — |
| authID Inc. | AUID | Stephen Jeffrey Garchik10%DERIV | Oct 5 | J | 375,000 | $0.00 | —? |
| authID Inc. | AUID | Stephen Jeffrey Garchik10%DERIV | Oct 5 | J | 375,000 | $0.00 | —? |
| authID Inc. | AUID | Stephen Jeffrey Garchik10%DERIV | Oct 5 | J | 1,000,000 | $0.00 | —? |
| authID Inc. | AUID | Stephen Jeffrey Garchik10%DERIV | Oct 5 | J | 1,000,000 | $0.00 | —? |
| authID Inc. | AUID | Stephen Jeffrey Garchik10%DERIV | Sep 15 | J | 1,000,000 | $0.00 | —? |
| authID Inc. | AUID | Stephen Jeffrey Garchik10%DERIV | Sep 15 | J | 1,000,000 | $0.00 | —? |
| authID Inc. | AUID | Stephen Jeffrey Garchik10%DERIV | Sep 15 | J | — | $0.00 | — |
| authID Inc. | AUID | Stephen Jeffrey Garchik10% | Sep 4 | J | 130,975 | $0.00 | — |
| authID Inc. | AUID | Stephen Jeffrey Garchik10% | Sep 4 | J | 8,844 | $0.00 | — |
| Virtus Dividend, Interest & Premium Strategy Fund | NFJ | Saba Capital Management, L.P.10% | Oct 12 | J | 8,242,167 | $15.92 | $131.2M |
| Dell Technologies Inc. | DELL | Silver Lake Partners V DE (AIV), L.P.DirJOINT | Oct 9 | J | 11,567 | — | — |
| Dell Technologies Inc. | DELL | SL SPV-2, L.P.DirJOINT | Oct 9 | J | 22,254 | — | — |
| Dell Technologies Inc. | DELL | Silver Lake Partners IV, L.P.DirJOINT | Oct 9 | J | 19,761 | — | — |
| Palo Alto Networks Inc | PANW | Nikesh AroraCEODERIV | Oct 12 | J | 500,000 | — | — |
| DELCATH SYSTEMS, INC. | DCTH | Rosalind Advisors, Inc.DirJOINT | Oct 13 | J | 27,502 | $0.00 | — |
| CID Holdco, Inc. | DAIC | Vijayan NambiarCTO | Oct 9 | J | 18,634 | $0.00 | — |
| CID Holdco, Inc. | DAIC | Edmund S. NabrotzkyCEO | Oct 9 | J | 18,634 | $0.00 | — |
| CID Holdco, Inc. | DAIC | Charles K. MaddoxCFO | Oct 9 | J | 18,345 | $0.00 | — |
| Suncrete, Inc. | RMIX | Andrew R. HeyerDirDERIV | Oct 8 | J | 56,747 | $0.00 | —? |
| Suncrete, Inc. | RMIX | Andrew R. HeyerDir | Oct 8 | J | 2,211,343 | $0.00 | — |
| Armada Acquisition Corp. II | XRPN | Arrington XRP Capital Fund, LP10%DERIVJOINT | Oct 9 | J | 84,653 | — | — |
| Armada Acquisition Corp. II | XRPN | Arrington XRP Capital Fund, LP10%DERIVJOINT | Oct 9 | J | 3,335,328 | — | — |
| Armada Acquisition Corp. II | XRPN | Arrington XRP Capital Fund, LP10%DERIVJOINT | Oct 9 | J | 115,347 | — | — |
| Armada Acquisition Corp. II | XRPN | Arrington XRP Capital Fund, LP10%DERIVJOINT | Oct 9 | J | 4,544,672 | — | — |
| Armada Acquisition Corp. II | XRPN | Jack Michael ArringtonDirDERIV | Oct 9 | J | 84,653 | — | — |
| Armada Acquisition Corp. II | XRPN | Jack Michael ArringtonDirDERIV | Oct 9 | J | 3,335,328 | — | — |
| Armada Acquisition Corp. II | XRPN | Jack Michael ArringtonDirDERIV | Oct 9 | J | 115,347 | — | — |
| Armada Acquisition Corp. II | XRPN | Jack Michael ArringtonDirDERIV | Oct 9 | J | 4,544,672 | — | — |
| Construction Partners, Inc. | ROAD | Ned N. Fleming IIIDirDERIV | Oct 8 | J | 20,160 | $0.00 | —? |
| Construction Partners, Inc. | ROAD | Ned N. Fleming IIIDir | Oct 8 | J | 20,160 | $0.00 | — |
| Clearway Energy, Inc. | CWEN | SE TotalEnergiesDirJOINT | Oct 8 | J | 3,861 | — | — |
| OLD NATIONAL BANCORP /IN/ | ONB | Kathy A. SchoettlinChief | Sep 30 | J | 26 | $23.41 | $609 |
| OLD NATIONAL BANCORP /IN/ | ONB | James C. Ryan IIICEO | Sep 30 | J | 26 | $23.41 | $609 |
| OLD NATIONAL BANCORP /IN/ | ONB | Scott J. EvernhamChief | Sep 30 | J | 38 | $23.41 | $890 |
| Clearway Energy, Inc. | CWEN | BlackRock Portfolio Management LLC10% | Oct 8 | J | 3,861 | — | — |
| IRIDEX CORP | IRIX | Novel Inspiration International Co., Ltd.10%JOINT | Oct 2 | J | 146,313 | — | — |
| BayFirst Financial Corp. | BAFN | Barbara J. ZipperianDir | Oct 8 | J | 5,096 | $3.50 | $18K |
| BayFirst Financial Corp. | BAFN | Scott Joseph McKimCFO | Oct 8 | J | 2,206 | $3.50 | $8K |
| BayFirst Financial Corp. | BAFN | Christos PolitisDir | Oct 8 | J | 43,711 | $3.50 | $153K |
| BayFirst Financial Corp. | BAFN | Robin Leigh OliverCOO | Oct 8 | J | 11,006 | $3.50 | $39K |
| BayFirst Financial Corp. | BAFN | Kenneth R. LehmanDir | Oct 8 | J | 749,535 | $3.50 | $2.6M |
| BayFirst Financial Corp. | BAFN | Mark S. BersetDir | Oct 8 | J | 48,697 | $3.50 | $170K |
| BayFirst Financial Corp. | BAFN | Mark S. BersetDir | Oct 8 | J | 6,596 | $3.50 | $23K |
| BayFirst Financial Corp. | BAFN | Mark S. BersetDir | Oct 8 | J | 16,217 | $3.50 | $57K |
| BayFirst Financial Corp. | BAFN | Mark S. BersetDir | Oct 8 | J | 214,908 | $3.50 | $752K |
| BayFirst Financial Corp. | BAFN | Dennis Reppard Deloach IIIDir | Oct 8 | J | 33,575 | $3.50 | $118K |
| BayFirst Financial Corp. | BAFN | Bradly William SpoorDir | Oct 8 | J | 21,939 | $3.50 | $77K |
| BayFirst Financial Corp. | BAFN | Bradly William SpoorDir | Oct 8 | J | 3,021 | $3.50 | $11K |
| BayFirst Financial Corp. | BAFN | Anthony SaravanosDir | Oct 8 | J | 57,159 | $3.50 | $200K |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 4,254,921 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 2,341,716 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 1,225,163 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 2,722,586 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 2,722,586 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 1,905,810 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 8,786,074 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 10,272,030 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 104,379 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 329,130 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 38,406 | — | — |
| Volato Group, Inc. | SOAR | Christopher EnseyCEODERIV | Sep 11 | J | 9,601 | — | — |
| Adagio Medical Holdings, Inc. | ADGM | Keyvan Mirsaeedi-FarahaniDir | Sep 27 | J | 12,770 | $0.00 | — |
| DeFi Development Corp. | DFDV | Parker White10%DERIV | Oct 7 | J | 33,384 | $0.00 | —? |
| DeFi Development Corp. | DFDV | Parker White10%DERIV | Oct 7 | J | 33,384 | $0.00 | —? |
| DeFi Development Corp. | DFDV | Parker White10% | Oct 7 | J | 333,841 | $0.00 | — |